| Advisor Profile |
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Business Description |
Our Commitment Our staff consists of dedicated professionals with a "hands on" approach to financial guidance. Not only will you find our team members knowledgeable, but you will also discover that our staff truly cares about helping you make your dreams a reality. As your Financial Professionals, we will do everything in our power to keep you focused on where you want to go, advise you on how to get there, and continually remind you of the importance of maintaining a disciplined approach to realizing your dreams.
Our Principle Our company is based on the principle that education and understanding of your current financial situation is vital to successfully make prudent decisions concerning your future financial condition. We offer a No Obligation Financial Healthcheck that will give you a much clearer understanding of your personal financial situation. |
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General Information |
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| Name of Broker/Dealer: |
ING Financial Advisers, LLC.
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| States Licensed in: |
AZ,AR,TX,OK,VA
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| Years of Experience in Financial Services: |
5
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| Number of Years with Current Firm: |
4
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors
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Services |
| Investment Types: |
Annuities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Mutual Funds, Insurance
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 6, Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Life, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
2000
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| Assets Managed by Firm: |
$300,000,000
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| Advisor's Number of Clients: |
400
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Prepared By: |
Adam Prewett |
| Most Recent Update: |
07/29/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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We offer a free initial consultation |
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What are your qualifications? What is your education background? |
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Bachelor's Degree - Texas A&M University
CRPC - College for Financial Planning
WMS - Kaplan College |
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| Q. |
What is your approach to financial planning? |
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I use a proven strategy to retirement income that incorporates different securities and products. We spend time talking about monthly needs and then creating investments to protect against inflation. |
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| Q. |
What services do you offer? |
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Money management, lifetime income, insurance protection, pensions, 401k Rollover |
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| Q. |
How many clients do you currently manage? |
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Will you be the only person working with me? |
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No, we have several people on our team |
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How are you compensated? How will I pay for your services? |
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Through fees and commissions |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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It depends on the type of account |
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| Q. |
Do you offer any guaranteed results? |
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With some of my clients, we use fixed annuities, which have guaranteed rates. |
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| Q. |
How much risk should I be willing to take? |
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Whatever you are comfortable with |
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| Q. |
Have you ever been charged with any breaches? |
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