| Advisor Profile |
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| Name: |
Marc Daner, CFP® |
| Phone Number: |
(678) 814-1035 |
| Website: |
Visit Website
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| Disclaimer |
| Wells Fargo Advisors is not a tax or legal advisor. |
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Business Description |
My team and I provide unbiased, individualized financial management services for women and couples. We are committed to providing our clients with objective education and advice to help you and your family make smarter decisions about money. We work for clients as we would our own families and aspire to build lasting, meaningful relationships based on trust, integrity, and superior client service.
Due to the high level of service my team and I provide, we limit our practice to investors with at least $500,000 in order to ensure each client has the best possible experience. Please visit our website for details on our Planning Process, Investment Process, Client Service Model, and Beneficiary Triage Service |
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General Information |
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| Name of Broker/Dealer: |
Wells Fargo Advisors, LLC
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| States Licensed in: |
AL, CA, CO, DE, FL, GA, IL, LA, MD, MS, MO, NJ, NC, OH, PA, RI, SC, TN, TX, VA
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
21
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| Number of Years with Current Firm: |
6
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| Work Experience: |
1990-1999 Merrill Lynch
1999-2005 Smith Barney
2005-current Wells Fargo Advisors
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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| The American College |
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Services |
| Investment Types: |
Annuities, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Options & Futures, FOREX & Currency, Mutual Funds, Commodities, Insurance, Stocks, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Advisor's Number of Clients: |
200
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| Advisor's Number of Managed Clients: |
180
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| Advisor's Number of Planning Clients: |
200
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| Assets Managed by Advisor: |
$175,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
.75-1.75%
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| Additional Details on Charges: |
My advisory fee covers all services, including, but not limited to transactions, planning, research, monitoring, custodial services, etc.
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| Prepared By: |
Marc Daner, CFP® |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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I am a Certifed Financial Planner and Chartered Financial Consultant. I have also gone through advanced training in portfolio management and am a Wells Fargo Advisors Fundamental Choice Portfolio Manager. |
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What is your approach to financial planning? |
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To develop a thorough understanding of the clients current financial situation, along with their dreams, goals, and concerns. I then develop a plan to give the client the highest probability of meeting their most important financial goals, with the least amount of risk. |
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What services do you offer? |
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Financial, retirement, investment, and estate planning. Investment management via no load mutual funds, index funds, professional portfolio managers, and annuities. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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I will be the only planner you work with, however you will also work with my two assistants on administrative matters. |
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How are you compensated? How will I pay for your services? |
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I am compensated by an all inclusive annual advisory fee. This fee covers all services, as well as trading. It can range from .75% to 1.75% per year, depending on the types of accounts we use and the amount of money managed. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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No. We will agree upon an overall strategy and review and discuss the strategy on a regular basis, but transactions are done on a discretionary basis so that all clients receive the same price on transactions and I can move quickly to protect or grow your capital. |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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That depends on your age, your income needs, your risk tolerance, and the return you need to earn in order to meet your goals. My philosphy is to take the least amount of risk necessary to meet your most important financial goals. |
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Have you ever been charged with any breaches? |
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Yes. I have had two customer complaints over the last 21 years. Both were settled to the client's satisfaction. |
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What is your approach to 401 K plan rollovers? |
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I guide the client through every step of the rollover process to help make sure everything is done correctly, and no taxes are withheld or owed. I also will help make sure that you have a retirement plan distribution strategy to help you take the income you need from your rollover while minimizing taxes and avoiding penalties. |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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Wells Fargo Advisors, LLC |
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How many years of experience do you have? |
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What are your fees for this service? |
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Included in my advisory fees. |
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How many 401K rollover clients do you currently manage? |
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Do you provide a free initial consultation? |
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