Business Description

Retirement Strategies of Maryland, LLC specializes in managing money to potentially outpace inflation, while also helping to protect a level of income that you cannot outlive.

When it comes to your retirement planning, you should only make informed decisions – know your options!

General Information

Gender:

Male

CRD#:

2184775

Firm CRD#:

29604

Name of Broker/Dealer:

National Planning Corp.

Name of Custodial Firm:

Pershing

States Licensed in:

MD, PA, DE, WV, CA, FL, SC, TN, TX, AZ, MN, CO, GA, IL, NY, WI, DC, NC, MI, OH

States Willing to do Business in:

MD,PA,DE,WV,CA,FL,SC,TN,TX,AZ,MN,CO,GA,IL,NY,WI,
IL,NY,DC,NC,MI,OH,UT

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

Graduate of the Univ. of MD (1966) BS

Services

Investment Types:

Stocks, Annuities, Insurance, Mutual Funds, Variable Insurance Products, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Fund Specialist (CFS), OSJ, Certified Annuity Specialist (CAS), Certified Senior Advisor (CSA)®

Securities Licenses:

and Life & Health, Series 65, Series 6, Series 24, Series 63

Insurance and Annuity Licenses:

Variable Life, Life, Long Term Care, Variable Annuity, HMO, Annuity, Health

Financial Organization Memberships:

Institute of Business and Finance

Non-Financial Organization Memberships:

American Legion

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

550

Assets Managed by Firm:

$120,000,000

Advisor's Number of Clients:

Assets Managed by Advisor:

$100,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a commission only financial professional

Compensation Methods:

Commissions

Flat Fee Rate:

$1.00

Prepared By:

Bob Carr