Business Description

The Olivier Group, LLC is a financial firm located in Baton Rouge, LA that was formed in 2002 and has been going strong ever since. Chad Olivier, president of the company, is a CERTIFIED FINANCIAL PLANNER ™ practitioner following a conservative wealth management philosophy that concentrates on protecting and preserving your money through prudent asset allocation and tax reduction strategies.

The Olivier Group, LLC clears through a nationally trusted broker dealer, LPL Financial. The Olivier Group, LLC focus on bringing a close, personal touch to the large and hectic world of investing. This financial group offers the expertise of larger brokerage firms while providing yearlong personal attention to every client that only a small firm can maintain. The company offers services that extend but are not limited to creating financial plans, insurance planning, estate planning, small business succession, asset protection, and retirement planning.

Securities & Portfolio Management offered through LPL Financial, Member FINRA/SIPC.

General Information

Gender:

Male

CRD#:

2718127

Firm CRD#:

6413

Name of Broker/Dealer:

LPL Financial Corporation

States Licensed in:

AL, FL, LA, MS, NM, TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

BA, Finance with a minor in Economics - Northeast Louisiana University. Graduated Cum Laude.

Services

Investment Types:

Real Estate, Alternative Investments, Options & Futures, Mutual Funds, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 31, Series 7, Series 24, Series 52, Series 63

Insurance and Annuity Licenses:

Variable Life, Disability, Variable Annuity, Long Term Care, Life, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA), Paladin Registry

Non-Financial Organization Memberships:

Baton Rouge Estate and Planning Council
Finance Committee for the Country Club of Louisiana

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

100

Assets Managed by Firm:

$50 million

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Hourly, Flat Fee, Commissions, Based on Assets

Prepared By:

Chad Olivier, CFP®