Business Description

FINANCIAL PLANNING - Through a Relationship of Trust
“Helping to Make Financial Dreams Come True”
We help enrich the quality of your life by creating a strategic financial roadmap based on your own core values and goals to assist you in fulfilling the purpose of your life. We then provide you with competent and professional coaching along that path to help achieve peace of mind and what’s important to you.
As a great client of a Trusted Advisor, you are entitled to certain things. First and foremost, you are entitled to peace of mind that your money is being handled according to a plan based on what is important to you. Indeed, one of the key benefits of having a Trusted Advisor is being able to focus on other things while the Advisor carries out the steps on which you have both agreed.

General Information

Gender:

Male

CRD#:

1760382

Firm CRD#:

15840

States Licensed in:

Florida, Georgia, North Carolina, Ohio, Virginia, Kansas, Arizona

Years of Experience in Financial Services:

Education

Academic Background

BA, Education - University of Florida (1979)

Services

Investment Types:

Managed portfolios, Bonds, Stocks, Annuities, Mutual Funds, Variable Insurance Products

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Consultant, Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Securities Licenses:

Life & Health, Long Term Care, Series 63, Series 7, Series 6

Firm Information

Number of Advisors in Office:

Up to 10 employees

Advisor's Number of Clients:

400

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Hourly, Based on Assets, Commissions, Flat Fee

Hourly Rate:

150.00

Minimum Fee Charged for Managed Accounts:

$150/hour

Prepared By:

Scott Petrucci

Most Recent Update:

06/22/2008