Business Description

To help our clients accumulate and retain significant wealth by crafting and implementing financial strategies to meet their high objectives. Because the situations we work with are complex and varied, ours is a very personalized and tailored service. Because our clients have visions for future generations as well as their own present needs, we work to provide financial security and peace of mind for today and for tomorrow.

General Information

Gender:

Male

CRD#:

27801

Firm CRD#:

15840

Name of Broker/Dealer:

Walnut Street Securities

States Licensed in:

PA, NJ, FL, MD, GA, NY, SC, OH

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

BA, History - Bates College (1967)

Services

Investment Types:

International Investments, Bonds, Stocks, Annuities, Insurance, Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 7, Series 63

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions, Hourly

Fee % Based on Assets:

1.5%

Hourly Rate:

$150

Additional Details on Charges:

Financial Planning Fees generally range from $800 to $3,000, although adjustments may be made for particularly complex plans. Half the agreed upon fee is due at the beginning of the engagement; the balance will be due at the meeting when the plan is reviewed and agreed upon. Instead of the above fee, you may choose to be billed hourly at the rate of $150 per hour. All asset management fees are on a tiered scale based on the asset value. For example, assets up fo $250,000 will be charged 1.5ïQ1405162271=Yes

Prepared By:

Geoffrey Boyer, CFP®