Business Description

All financial Services Product. Life Insurance, Retirement Services, Long Term Care Insurance.

General Information

Gender:

Male

CRD#:

5005748

Firm CRD#:

10111

Name of Broker/Dealer:

PFS Investments, Inc.

Name of Custodial Firm:

CitiGroup Asset Management

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

Graduate in Business - University of Notre Dame (1993)

Services

Investment Types:

Mutual Funds, Annuities, Insurance

Qualifications & Memberships

Securities Licenses:

Series 63, Series 6, Series 26

Insurance and Annuity Licenses:

Life, Long Term Care, Variable Annuity, Annuity, Accident

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a commission only financial professional

Minimum Portfolio Size for New Managed Accounts:

$100

Compensation Methods:

Commissions

Additional Details on Charges:

I DO NOT charge my clients for the work I do for them. I am compensated by my firm for the business that is generated by me working with the client. I do a COMPLIMENTARY Financial Needs analysis to asses what is necessary for the client.

Prepared By:

Irvin Smith