| Advisor Profile |
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| Name: |
Irvin Smith |
| Phone Number: |
(602) 281-4008 |
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Business Description |
| All financial Services Product. Life Insurance, Retirement Services, Long Term Care Insurance. |
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General Information |
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| Name of Broker/Dealer: |
PFS Investments, Inc.
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| Name of Custodial Firm: |
CitiGroup Asset Management
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| Years of Experience in Financial Services: |
3
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Graduate in Business - University of Notre Dame (1993) |
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Services |
| Investment Types: |
Mutual Funds, Annuities, Insurance
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 6, Series 26
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| Insurance and Annuity Licenses: |
Long Term Care, Accident, Annuity, Variable Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$100
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| Compensation Methods: |
Commissions
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| Additional Details on Charges: |
I DO NOT charge my clients for the work I do for them. I am compensated by my firm for the business that is generated by me working with the client. I do a COMPLIMENTARY Financial Needs analysis to asses what is necessary for the client.
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| Prepared By: |
Irvin Smith |
| Most Recent Update: |
10/16/2008 |
Frequently Asked Questions |
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