Business Description
Our focus is long-term, one on one relationships, providing planning strategies in the core areas of investments, retirement, estate and businesses. Since 1937 we have been serving the needs of individuals, executives and business owners across the nation.
General Information Gender:    Male CRD#:    5077890 Firm CRD#:    866 Insurance License#:    452675 Name of Broker/Dealer:    Waddell & Reed, Inc. States Licensed in:    PA, NJ, DE, NY States Willing to do Business in:    PA, NJ, DE, NY Years of Experience in Financial Services:    3 Number of Years with Current Firm:    2 I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Education Academic Background   BS Hotel & Restuarant Penn State University 1982 M.Ed. Secondary Education West Chester University 2002
Services Investment Types:    Stocks, Bonds, Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI)
Qualifications & Memberships Certifications, Accreditations & Designations:    Chartered Mutual Fund Counselor (CMFC®), Chartered Retirement Planning Counselor (CRPC®) Securities Licenses:    Series 66, Series 7 Insurance and Annuity Licenses:    Long Term Care, Variable Life, Variable Annuity, Life, HMO, Health, Annuity, Disability Non-Financial Organization Memberships:    Berwyn Fire Company Penn State Chester County Chapter of the Alumni Association
Firm Information Number of Advisors in Office:    Up to 10 employees
Compliance Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $100,000 Compensation Methods:    Flat Fee, Commissions
Prepared By:	Ted McGurk, CRPC, CMFC
Most Recent Update:	06/25/2008

Frequently Asked Questions

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