Business Description

Ferguson Asset Management, Inc. is an independent wealth management firm and a registered investment advisor. The firm was founded in 1978. Clients include families and individuals, privately owned businesses and retirement accounts. Our primary goal is to incorporate our clients' individual objectives with venerable, prudent investing using modern portfolio management and sound wealth management techniques.

As fee-only advisors, we take no commissions and have no hidden charges. We are committed to respond to your needs with integrity and total confidentiality.

General Information

Gender:

Female

CRD#:

5063322

Firm CRD#:

109232

SEC File#:

801-56625

States Licensed in:

MD, VA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Dawn is a CFP, CPA credentialed professional with an extensive knowledge base gained from various positions in financial consulting, small business development, and international financial systems consulting with multi-national corporations. Her experience in financial consulting and wealth management ranges from Deloitte to her most recent association with a financial planning firm.

Dawn works with clients to develop comprehensive wealth management strategies that include diversified asset allocation models. Her Certified Public Accountant credential provides an understanding of tax-saving strategies and advanced retirement planning techniques.

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

MBA in Finance and Accounting; BA in Financial Planning and Economics

Services

Investment Types:

Variable Insurance Products, Alternative Investments, Bonds, Stocks, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Public Accountant (CPA), Certified Financial Planner

Securities Licenses:

Series 65

Financial Organization Memberships:

National Association of Personal Financial Advisors (NAPFA), Paladin Registry, Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

100+

Firm's Number of Planning Clients:

100+

Assets Managed by Firm:

$100M +

Compliance

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

250000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

Varies

Additional Details on Charges:

Fee-only based on assets under management. Percentage determined by account value.

Prepared By:

Dawn Doebler, MBA, CPA, CFP

Most Recent Update:

07/11/2008