Business Description

Ferguson Asset Management, Inc. is an independent wealth management firm and a registered investment advisor. The firm was founded in 1978. Clients include families and individuals, privately owned businesses and retirement accounts. Our primary goal is to incorporate our clients' individual objectives with venerable, prudent investing using modern portfolio management and sound wealth management techniques.

As fee-only advisors, we take no commissions and have no hidden charges. We are committed to respond to your needs with integrity and total confidentiality.

General Information

Gender:

Male

CRD#:

109232

Firm CRD#:

109232

SEC File#:

801-56625

Insurance License#:

N/A

Name of Broker/Dealer:

N/A

Name of Custodial Firm:

Fidelity Investments

States Licensed in:

MD, VA, DC, NY

States Willing to do Business in:

All

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

John Ferguson is the Principal and Director of Ferguson Asset Management, Inc. He has been in the investment business since 1963 as an analyst, securities broker, investment counselor, and asset manager. He also served as a regional division manager for a major NYSE member firm.

John has been a frequent television commentator and is an approved Dimensional Fund advisor. His interests include Rotary International and Sailing.

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

John graduated from the University of Kentucky with a major in Agricultural Economics. He has pursued advanced studies at Washington University, St. Louis University Law School, The Ben Franklin School of Accounting, and the Masters of Taxation Program at Southeastern University.

Services

Investment Types:

Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 65

Financial Organization Memberships:

Paladin Registry, Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA)

Non-Financial Organization Memberships:

Johns interests include Rotary International and Sailing.

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

100+

Firm's Number of Planning Clients:

100+

Assets Managed by Firm:

$100M +

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-only financial professional

Minimum Portfolio Size for New Managed Accounts:

250000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

Varies

Additional Details on Charges:

Fee-only based on assets under management. Percentage determined by account value.

Prepared By:

John Ferguson