| Advisor Profile |
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Business Description |
| I am a member of a team of seasoned financial advisors who have over 100 years of combined experience in wealth management. We focus on generational wealth, educating grandparents, parents, and children on investing in today's markets. We are a full service advisory team and we work mostly on a fee basis rather than commission. |
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General Information |
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| Years of Experience in Financial Services: |
1
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Services |
| Investment Types: |
Variable Insurance Products, Mutual Funds, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Investment Advisor (RIA) (State or SEC) or RIA representative
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| Securities Licenses: |
Series 66, Life & Health, Series 7
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Firm Information |
| Number of Advisors in Office: |
Over 1000 employees
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Alana Fagan |
| Most Recent Update: |
03/28/2008 |
Frequently Asked Questions |
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Will you be the only person working with me? |
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No, I work with a team of 4 other advisors plus 1 CFP, ChFC |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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How much risk should I be willing to take? |
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We follow your lead on how much risk you are comfortable with. |
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Have you ever been charged with any breaches? |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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We work mostly on a fee basis. You will be charged a percentage of money under management. |
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Do you provide a free initial consultation? |
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What are your management fees? |
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Fees vary based on the size of the account |
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Do you have a minimum requirement for number of employees or total investment value? |
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