| Advisor Profile |
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Business Description |
| The focus of my wealth management practice is to assist my clients in simplifying their complex financial lives. I achieve this through the coordination of client investments with tax, estate planning, and charitable giving strategies. |
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General Information |
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| Name of Broker/Dealer: |
Merrill Lynch, Pierce, Fenner & Smith Incorporated
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| States Licensed in: |
MA, NH, FL
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| Years of Experience in Financial Services: |
3
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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| BBA - Hofstra University |
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Services |
| Investment Types: |
Commodities, Bonds, Stocks, Annuities, Insurance, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Variable Annuity, Life, Annuity, Variable Life, Long Term Care
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Eric Belsky |
| Most Recent Update: |
06/20/2008 |
Frequently Asked Questions |
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