| Advisor Profile |
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| Name: |
Kris Maksimovich, CRPC |
| Phone Number: |
(972) 395-5633 |
| Website: |
Visit Website
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| Disclaimer |
| Securities offered through Commonwealth Financial Network, Member FINRA/SIPC. Global Wealth Advisors is a Registered Investment Adviser. |
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Business Description |
Like most people, you have hopes, dreams and life goals for yourself and your family. These might include buying/selling a home or business, saving for college education for your children, getting your estate planning in order, eliminating taxes and retiring comfortably. Financial planning is the process of wisely managing your finances so that you can achieve your dreams and goals—while at the same time helping you negotiate the financial barriers that inevitably arise in every stage of life.
We are an independent group of professionals dedicated to helping our clients reach their objectives through comprehensive wealth management and financial planning. How do you know if you could benefit from the services of a financial planner? You may not have the expertise, the time or the desire to actively plan and manage certain financial aspects of your life. You may want help getting started. You may benefit from an objective, third-party perspective on what are often emotional, difficult decisions. And in today’s hectic world, it can be beneficial just to have a financial planning expert help to make sure you stay focused and follow through with your financial plans. |
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General Information |
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| Name of Broker/Dealer: |
Commonwealth Financial Network
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| Name of Custodial Firm: |
National Financial Services, LLC
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| States Licensed in: |
AR, AZ, CA, CO, CT, FL, IL, IN, LA, MO, NC, NJ, NM, NV, NY, OK, PA, TX, UT, WA
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
8
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Degree in Finance - Southwest Missouri State University (1998) |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, FOREX & Currency, Commodities, Insurance, Annuities, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Group 1, Variable Life, Life, Health, Annuity, Disability, Long Term Care, Variable Annuity
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| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA), Million Dollar Roundtable, Paladin Registry
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| Non-Financial Organization Memberships: |
National Ethics Bureau (NEB)
Better Business Bureau (BBB)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Hourly, Based on Assets
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| Prepared By: |
Kris Maksimovich, CRPC |
| Most Recent Update: |
12/02/2008 |
Frequently Asked Questions |
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