| Advisor Profile |
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Business Description |
| The firm, led by a Registered Financial consultant, offers financial services related to college funding, retirement savings, insurance, and general budget counseling. |
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General Information |
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| Insurance License#: |
698830
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| States Licensed in: |
OH, TX, MI, IN, NC, VA, WA
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| Years of Experience in Financial Services: |
23
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| Number of Years with Current Firm: |
5
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| I work with the following types of clients: |
Individual Investors, Businesses
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Services |
| Investment Types: |
Annuities, Insurance, Mutual Funds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC):
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| Securities Licenses: |
Series 6, Series 26, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Disability, Health, Variable Annuity, Life, Annuity, Accident
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50000
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| Compensation Methods: |
Commissions, Flat Fee, Hourly, Based on Assets
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| Prepared By: |
Rob Burnette |
| Most Recent Update: |
04/28/2008 |
Frequently Asked Questions |
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