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San Diego Financial Advisors
Ken Stern & Associates
12396 World Trade Dr. Ste 312
San Diego, CA 92128
“Passionate About Performance”
Advisor Profile
Name:  Brendan Van Cleve
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Business Description

Ken Stern & Associates is a direct money management company, providing investment services to individuals and small business owners. I am dedicated to assisting clients with their financial needs and goals of wealth accumulation, paying lower and fewer taxes, and protecting legacies through a multi-disciplined approach of estate, tax, and investment management.

Ken Stern & Associates is a Registered Investment Advisor. Securities offered through First Allied Securities, Inc., A Registered Broker/Dealer,Member FINRA/SIPC.
 

General Information

Gender:    Male
CRD#:    4957502
Firm CRD#:    32444
Name of Broker/Dealer:    First Allied Securities
States Licensed in:    CA
Years of Experience in Financial Services:    5
Number of Years with Current Firm:    4
I work with the following types of clients:    Investment Clubs, Businesses, Individual Investors
 

Services

Investment Types:    Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Commodities, Annuities, Bonds, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Securities Licenses:    Series 7, Series 63, Series 65
Insurance and Annuity Licenses:    Life, Annuity, Variable Life, Variable Annuity, Disability
 

Firm Information

Number of Advisors in Office:    10 - 99 employees
Firm's Number of Clients:    280-300
Advisor's Number of Clients:    85
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Based on Assets, Flat Fee, Commissions
 
 
 
Prepared By: Brendan Van Cleve