| Advisor Profile |
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| Name: |
Allan Corby |
| Phone Number: |
(646) 217-4069 |
| Website: |
Visit Website
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Business Description |
If you are planning for retirement and creating and guaranteeing income stream that you cannot outlive, interested in savings and investment options, worried about your loved ones' financial status, uncertain about future medical costs, looking to preserve and grow your assets, we can help you sort through the information overload and assist you in taking control of your financial future.
Our focus is to help you reach your financial goals by providing you with a focused strategy, superior products and unsurpassed service.
Allan Corby offers securities offered through AXA Advisors, LLC ,(member FINRA, SIPC. Annuity and insurance products offered through AXA Network, LLC and its subsidiaries. Allan Corby is licensed to sell insurance in the following states: CA (lic. # 0821790), CT, FL, MA, NJ, NY, PA, ME, NC, MD; is registered to offer securities in the following states: CA, CT, NY, PA, NJ, MN |
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General Information |
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| Name of Broker/Dealer: |
AXA Advisors, LLC
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| States Licensed in: |
NY, NJ, CT, PA, CA, FL, MA
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| States Willing to do Business in: |
NY, NJ, CT, PA, CA, FL, MA
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| Years of Experience in Financial Services: |
27
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses
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Services |
| Investment Types: |
Long Term Care Planning; Guaranteed Retirement Inc, Mutual Funds, Annuities, Insurance, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Registered Employee Benefits Consultant (REBC), Chartered Life Underwriter (CLUŽ), Certified in Long-Term Care (CLTC)
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| Securities Licenses: |
Series 63, Series 65, Series 6
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| Insurance and Annuity Licenses: |
Long Term Care, Life, HMO, Health, Annuity, Disability, Variable Life, Variable Annuity
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| Financial Organization Memberships: |
Million Dollar Roundtable, Financial Planning Association (FPA), Society of Financial Services Professionals, Estate Planning Council Of New York City
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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| I work with clients as part of a team: |
Yes
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| Advisor's Number of Clients: |
100+
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Allan Corby |
| Most Recent Update: |
08/26/2008 |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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My certifications include: Certified Financial Planner (CFP), Chartered Life Underwriter (CLU), Certified in Long Term Care (CLTC), Registered Employee Benefits Consultant (REBC), Registered Health Underwriter (RHU) |
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What is your approach to financial planning? |
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Our approach is 1- To get to know you and for you to get to know us
2- Establish your goals 3- Establish your risk tolerance 4- Review your current investmtent and insurance portfolio 5- Create a financial plan that conforms to your particular needs, situation and goals |
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What services do you offer? |
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Financial Advisory Services, Risk Management Review (Insurance Protection), Retirement Income Planning, Long Term Care Planning, Estate Planning, Review of Employee Benefits |
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Will you be the only person working with me? |
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Depending on the complexity or planning services required, other consultants will be brought in on an as needed basis. |
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How are you compensated? How will I pay for your services? |
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We are compensated on a fee and/or commission basis depending on the services/products offered |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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We can offer a program that will guarantee a stream of income that you and/or your spouse cannot outlive. |
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How much risk should I be willing to take? |
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That is based upon your risk profile. |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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All carriers licensed in the NY, CT, NJ |
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Are there any pre-existing conditions that you can not cover? |
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That depends on the severity of the condition. Most conditions may be covered although at a higher rate |
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How long does it take to complete the application and approval process? |
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Is there a maximum age that you can insure? |
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What services do you provide? What are your specialties? |
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Portfolio management, Long Term Care Asset and Income Protection Planning,
Guaranteed Income For Life |
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What is your experience? How many clients do you currently manage? |
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27 Years in Financial Services. We manage 50+ clients |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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Fees and/or commissions depending on services rendered |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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What are your management fees? |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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401(K), Profit Sharing, Cash Balance, Defined Benefit, 412(i) |
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Do you offer any additional services? |
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Investment education workshops for employees |
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What are your qualifications? |
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Certified Financial Planner |
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What is your approach to 401 K plan rollovers? |
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I review the persons age at time of rollover, number of years to retirement, risk tolerance, future income requirements |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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AXA Advisors, LLC; most Mutual Fund companies |
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How many years of experience do you have? |
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What are your fees for this service? |
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Depends on asset size and type of program |
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Why should I roll over my 401K plan to your firm? |
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Do you provide a free initial consultation? |
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