Business Description

My business plan is conservative and simple. I typically invest for people who either want conservative growth or income. I clearly disclose all fees and make sure clients understand what they are buying. My investment plans are straightforward and specific to each client's needs. Thank you for your consideration.

General Information

Gender:

Male

CRD#:

4008625

Firm CRD#:

6694

Name of Broker/Dealer:

Raymond James Financial Services, Inc.

States Licensed in:

DC, FL, GA, MT, NC, OH, SC, TN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Trusts

Education

Academic Background

Degree from Western Carolina University

Services

Investment Types:

Mutual Funds, Stocks, Bonds

Qualifications & Memberships

Securities Licenses:

Series 7

Insurance and Annuity Licenses:

Annuity, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Brian Reid