Business Description

Kirsten Higgins, a resident of the tri-valley area, has over ten years of experience as a registered representative providing financial analysis and managing her clients' portfolios. She specializes in 401k and IRA rollovers, inheritance management, and managing portfolios for income.

Though diversification is a key investment strategy, Kirsten has a particular interest in the growing sector of sustainable investing and alternative energy.

Kirsten is an active committee member of the Tri-Valley Conservancy and is closely involved in fundraising for the public school, Emma Smith Elementary. Internationally, she has been a sponsor for eight years of Plan USA , a charity that helps support children and disaster victims of developing nations.

Kirsten has a Bachelor of Arts from the University of Oregon.

General Information

Gender:

Female

CRD#:

N/A

Firm CRD#:

6082

SEC File#:

801-10299

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

Bachelor of Arts degree - University of Oregon

Services

Investment Types:

Mutual Funds, Bonds, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 66, Series 7

Non-Financial Organization Memberships:

Tri-Valley Conservancy committee member

Firm Information

Number of Advisors in Office:

10 - 99 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Compensation Methods:

Based on Assets

Prepared By:

Kirsten Higgens