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Portsmouth Financial Advisors
The Burney Company
283 Carriage Drive
Portsmouth, RI 02871
(401) 682-7348
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“Building long term wealth since 1983.”
Advisor Profile
Name:  Richard Bauchspies, CFA
Phone Number:  (401) 682-7348
Website:  Visit Website
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Business Description

We are primarily asset managers. Client goals are our number one priority and we offer a personalized investment management service. We manage individual and joint accounts, trusts, IRAs, custodial as well as non-profit endowment portfolios. Most of our clients are from Rhode Island and Southern Massachusetts.

We build diversified portfolios using common stocks and bonds to meet our clients' investment objectives. Clients have brokerage (Charles Schwab or Scottrade) accounts that we manage using a limited power of attorney. Our annual fee, billed quarterly in arrears, is one percent of the assets.

Our analytical system was created by Brigadier General John C. (Jack) Burney, US Army, after he retired from active duty. Jack serves as the chairman of our board.
 

General Information

Gender:    Male
CRD#:    2242970
Firm CRD#:    106945
SEC File#:    801-10232
Name of Custodial Firm:    Charles Schwab and Scottrade
States Licensed in:    All 50 states
States Willing to do Business in:    All 50 states
Years of Experience in Financial Services:    17
Number of Years with Current Firm:    17
Work Experience:    Manage investment portfolios for The Burney Company. Client account registrations include individuals, IRAs, Trusts, non-profits. I run my own office of the company.
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
 

Education

Academic Background
 
BSCE - Penn State (1983)
 

Services

Investment Types:    Mutual Funds, Stocks, Bonds
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
Securities Licenses:    Series 2, Series 63, Series 65
Financial Organization Memberships:    CFA Institute
Non-Financial Organization Memberships:    Aquidneck Land Trust, Potter League Animal Shelter, St. Barnabas Church, Child and Family Services
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
Firm's Number of Clients:    3000
Firm's Number of Managed Clients:    3000
Assets Managed by Firm:    $418,973,714
Advisor's Number of Clients:    200
Advisor's Number of Managed Clients:    200
Assets Managed by Advisor:    $47,517,963
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    1.00%
 
 
 
Prepared By: Richard Bauchspies, CFA