| Advisor Profile |
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Business Description |
| Fee based advisory Company with a model plan of growing assets under management. We use a passive management style to grow our business. |
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General Information |
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| Insurance License#: |
A083469
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| Name of Custodial Firm: |
Merrill Lynch and Trust Company of America
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| States Licensed in: |
FL, GA, NC
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| Years of Experience in Financial Services: |
12
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| Number of Years with Current Firm: |
9
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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| Studied business at Central Michigan University and Wayne State University |
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Services |
| Investment Types: |
Mutual Funds, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities
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Qualifications & Memberships |
| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Annuity, Variable Life, Variable Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
108
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| Advisor's Number of Managed Clients: |
55
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| Advisor's Number of Planning Clients: |
49
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| Assets Managed by Advisor: |
$45,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$150,000
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| Compensation Methods: |
Flat Fee, Based on Assets
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Kenneth S. Feyers |
| Most Recent Update: |
09/08/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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We do have a customer satisfaction policy. It will be provided in our Investment policy statement. We show the client that a Prudent Investing style should be at the top of your list. |
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What are your qualifications? What is your education background? |
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What is your approach to financial planning? |
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What services do you offer? |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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We will conduct a risk tolerance to manage risk |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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We are financial coaches that provide a stress free retirement model in income planning and asset growth. |
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What is your experience? How many clients do you currently manage? |
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our associations affiliate us with over two billion in managed money |
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What financial institution(s) do you represent? |
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All the major custodians. |
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How do you charge for your services? |
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assets under management--NO COMMISSIONS!!! |
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Do you provide a free initial consultation? |
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We will provide a one hour no obligation consultation to see if there is a fit for both parties |
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Why should I choose you as my financial advisor? |
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We believe the traditional financial model is broken. We will provide you with an easy to understand road map that takes the guest work out of investing. We answer all the imperative question that investors have. Prudent investing, hidden cost, 20 must know answers. |
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What are your qualifications? |
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We specialize in the transfers of 401(k). Tax strategies, properly titling of accounts,protection for beneficiary's. Many errors are found in these accounts that can be easily solved if you know the rules. |
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What is your approach to 401 K plan rollovers? |
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I don't like the word "rollover" Three things can go wrong and all effect the owner. We focus on proper account setup ,because of the latest changes in the laws. |
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How long does the process of rolling over a 401K plan usually take? |
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The rollover process should be painless and stress free. Typical plans can be done in 30 days |
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What financial institutions do you represent? |
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we have access to all A rated institutions. |
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How many years of experience do you have? |
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What are your fees for this service? |
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1% assets under management |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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Once a mistake is made with a rollover, it is sometimes hard to undo this adds stress , worry, and other problems that can easily be avoided. A 20 must know questions is the starting point every investor should know. Proper education , easy to read statements so you can relax and enjoy retirement . We take the stress out of retirement. |
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Do you provide a free initial consultation? |
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we will provide a no obligation one hour consultation. We need to if there is a good fit for both of us. |
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