Business Description
Wealth Design Services is a NAPFA registered firm providing integrated investment, tax and financial planning to individual clients. We are located in Rochester New York. We are fee only and our advisors are CPAs holding advanced degrees.
General Information Gender:    Male CRD#:    4703156 Firm CRD#:    128133 SEC File#:    801-67741 Name of Custodial Firm:    Charles Schwab; SEI Trust Company States Licensed in:    NY Years of Experience in Financial Services:    31 Number of Years with Current Firm:    4 Work Experience:    Tax Partner, Regional Public Accounting Firm 1984-2004 I work with the following types of clients:    Individual Investors
Services Investment Types:    Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Insurance, Annuities
Qualifications & Memberships Certifications, Accreditations & Designations:    Certified Public Accountant (CPA), Personal Financial Specialist (PFS) Securities Licenses:    Series 65 Financial Organization Memberships:    National Association of Personal Financial Advisors (NAPFA), Paladin Registry, American Institute of Certified Public Accountants (AICPA) Non-Financial Organization Memberships:    New York State Bar Association
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes Advisor's Number of Clients:    135 Advisor's Number of Managed Clients:    20 Advisor's Number of Planning Clients:    35 Assets Managed by Advisor:    $40,000,000
Compliance Registered Investment Advisor:    Yes I am an acknowledged fiduciary:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-only financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $250,000 Compensation Methods:    Hourly, Flat Fee, Based on Assets
Prepared By:	Steven Schwartz
Most Recent Update:	12/01/2008

Frequently Asked Questions

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