| Advisor Profile |
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| Name: |
Peter Thorbahn |
| Phone Number: |
(781) 347-1239 |
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Business Description |
Peter Thorbahn is a Financial Advisor with Wachovia Securities in Norwell, MA. with over 24 years experience. Peter is dedicated to preserving and protecting wealth for his highly valued clients.
Peter graduated from Bridgewater State College in 1984 with a degree in Management. Peter built his own financial services firm from the ground up and eventually sold it to a fortune 500 company. Peter takes great pride in his in-depth understanding of the financial markets and helping his clients navigate through its complexities.
In addition, Peter and his wife Brenda have four children, live in Norwell, and are active with the PTO and youth sports. |
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General Information |
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| Name of Broker/Dealer: |
Wachovia Securities, LLC
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| States Willing to do Business in: |
All
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| Years of Experience in Financial Services: |
24
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Businesses, Endowments
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Education |
| Academic Background |
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| Peter graduated from Bridgewater State College with a degree in Management Science in 1984. |
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Services |
| Investment Types: |
Annuities, Bonds, Stocks, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 65, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Business, Disability, Variable Annuity, Long Term Care, Life, Annuity
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| Non-Financial Organization Memberships: |
Norwell, MA PTO, youth sports
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$150,000
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| Compensation Methods: |
Based on Assets, Flat Fee, Commissions
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| Prepared By: |
Peter Thorbahn |
| Most Recent Update: |
07/23/2008 |
Frequently Asked Questions |
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