| Advisor Profile |
|
 |
| Research This Advisor |
|
| Request More Information |
|
|
|
|
|
|
Business Description |
| We are fee-only wealth managers and investment advisors. We provide detailed financial planning and investment management. |
|
| |
|
|
General Information |
|
|
|
|
|
|
|
|
| States Licensed in: |
FL, NJ, NY
|
|
| Years of Experience in Financial Services: |
15
|
|
| Number of Years with Current Firm: |
15
|
|
| I work with the following types of clients: |
Individual Investors
|
|
| |
|
Education |
| Academic Background |
| |
BS, Engineering - Stevens Institute of Technology (1977)
MBA - Rutgers University (1983)
MS - Denver College (1998) |
|
| |
|
Services |
| Investment Types: |
Stocks, Annuities, Mutual Funds, International Investments, Bonds
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Analyst (CFA), Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLUŽ)
|
|
| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA)
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-only financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$500,000
|
|
| Compensation Methods: |
Based on Assets, Flat Fee, Hourly
|
|
| |
|
| |
| |
| Prepared By: |
Stephen Craffenm, CFA |
| Most Recent Update: |
10/15/2008 |
Frequently Asked Questions |
|
|
|
