Business Description

Gator Capital Management is a boutique investment manager founded by Derek Pilecki. Pilecki spent 5 years at Goldman Sachs Asset Management as a Portfolio Manager and as co-Chair of the Investment Committee for the Growth Equity Team.

Gator specializes in high-quality growth portfolios. We offer 5 traditional high-quality, long-only portfolios (multi cap, large cap, small cap, micro cap and energy focused) and an alternative portfolio (financial services-focused long/short hedge fund.)

General Information

Gender:

Male

CRD#:

2254221

Firm CRD#:

147067

Name of Custodial Firm:

Fidelity Investments

States Licensed in:

States Willing to do Business in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors

Education

Academic Background

Univ of Chicago, MBA in Finance and Accounting
Duke University, BA in Economics

Services

Investment Types:

Exchange Traded Funds (ETFs), Mutual Funds, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Analyst (CFA)

Insurance and Annuity Licenses:

Casualty, Property

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

1.00%

Minimum Fee Charged for Managed Accounts:

Prepared By:

Derek Pilecki, CFA