| Advisor Profile |
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| Name: |
Dan Orlovsky |
| Phone Number: |
(203) 307-1194 |
| Website: |
Visit Website
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Business Description |
Provides personal risk analysis,asset allocation analysis,retirement and estate planning. Corporate executive benefits account for a large percentage of my current pratice
Dan Orlovsky,CLU,ChFC,CFP,CLTC,MBA |
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General Information |
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| Insurance License#: |
000919959
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| Name of Broker/Dealer: |
Northwestern Mutual Investment Services, LLC
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| States Licensed in: |
AZ, CT, FL, MA, NJ, NY, NC
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
20
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| Number of Years with Current Firm: |
20
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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BS, Accounting with a minor in Economics - University Of Bridgeport
MBA - University of Bridgeport |
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Services |
| Investment Types: |
Options & Futures, Mutual Funds, Insurance, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLUŽ), Chartered Financial Consultant (ChFC®), Certified in Long-Term Care (CLTC)
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| Securities Licenses: |
Series 7, Series 63, Series 66, Series 6
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| Insurance and Annuity Licenses: |
Variable Annuity, Life, Disability, Variable Life, Long Term Care
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| Financial Organization Memberships: |
Financial Planning Association (FPA), Society of Financial Services Professionals, National Association of Personal Financial Advisors (NAPFA), National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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| I work with clients as part of a team: |
Yes
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| Advisor's Number of Clients: |
1,000
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| Advisor's Number of Managed Clients: |
100
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| Advisor's Number of Planning Clients: |
900
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| Assets Managed by Advisor: |
$15,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions
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| Prepared By: |
Dan Orlovsky |
| Most Recent Update: |
12/01/2008 |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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B.S. Accounting, M.B.A., Extensive finance experience while working at GE.
Graduate of the GE Financial Management Training Program
CLU,ChFC,CFP,CLTC |
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What is your approach to financial planning? |
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My approach is to attentively listen to my clients goals, understand their goals by repeating them back to the client and then develop a roadmap which we will follow and monitor on a regular basis. Holostic planning is the goal with every client |
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What services do you offer? |
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Insurance Planning,Retirement Planning,Estate Planning,Education Planning,Asset Allocation |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Depending on the situtaion,one of my partners will attend our meetings. However, I will always be the primary contact |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Depends on your age,your timing horizon and your risk tolerance related to your goals |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Are there any pre-existing conditions that you can not cover? |
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There are some.Most depend on the numbers of years since the eposide and suswequent medications |
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How long does it take to complete the application and approval process? |
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Is there a maximum age that you can insure? |
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What services do you provide? What are your specialties? |
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Estate planning,Retirement Planning,Investment Planning,Asset Allocation,Risk Management |
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What is your experience? How many clients do you currently manage? |
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Over 20 years. I currently have 1000 clients in my data base. I am usually working with 20-50 at any given time |
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What financial institution(s) do you represent? |
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All major fund families, all major life insurance carriers |
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How do you charge for your services? |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Integrity,Experience,Knowledge. The fact that I work for the client and not any one company |
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What are your management fees? |
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Determined by funds chosen and the cost of a Third Party adminstrator |
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Do you have a minimum requirement for number of employees or total investment value? |
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No...however start up plans in order for price breaks from companies should have a minimum of $2M of invested assets |
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