| Advisor Profile |
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| Name: |
Ethan Schuchman, CFP® |
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Business Description |
Financial Network Investment Corporation is a full service financial management firm that deals in a wide range of investment vehicles to support every aspect of my clients investment needs. I work closely with my clients to implement a variety of wealth management tools to best suit my clients' short and long term investment objectives. No matter what your investment goals are, I will aid you in identifying the investment instruments that will assist you in achieving them. My intense dedication to performing financial analysis, investment policy statements, a commitment to my client needs, and years of experience in financial management has enabled me to standout from the competition.
Through Financial Network, I deliver high quality investment recommendations, individually customized to meet my clients’ goals and objectives. Products and services include: stocks, bonds, mutual funds, options, ETF’s, managed portfolios, CD’s, high yielding money markets, IRA’s, 401k’s, 401k rollover, annuities, life insurance (term or whole life) and health insurance (long term care and disability). Clients include high-net worth clients, business owners, Doctors, Non-Profit Organizations, and Endowments Trusts.
I have been a Registered Representative for over a decade. I currently hold the following investment registrations: Series 7, 24, 63, and 65. I am also licensed in life and health Insurance and have a Masters of Business Administration (MBA) from the University of Maryland and a Bachelors of Science (B.S.) in Finance from Touro College. |
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General Information |
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| Name of Broker/Dealer: |
Financial Network Investment Corporation
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| Name of Custodial Firm: |
Pershing, LLC
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| States Licensed in: |
MD, NJ, NY, PA, CT, FL , SC, NC, VA
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
10
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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BS, Finance - Touro College
MBA - University of Maryland |
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Services |
| Investment Types: |
Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Commodities, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 7, Series 24, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Annuity, Health, Variable Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$150,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Ethan Schuchman, CFP® |
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