Business Description

I help individuals & business owners with wealth creation, maintenance & protection issues. I listen closely, keep an open mind, see both the big & small pictures, and I stay in touch. After a thorough evaluation of individual needs, I provide carefully considered solutions.

Midlands provides employee benefits and financial services and is dedicated to finding the right solution to match its clients’ benefits and financial needs. Since 1969, Midlands has been combining leading-edge technology with extensive product knowledge to assist companies and their employees in making well-informed decisions about their future.

Securities and Investment Advisory Services offered through Ameritas Investment Corp (AIC). Member FINRA, SIPC. AIC is not affiliated with Midlands Financial Benefits, Inc.

General Information

Gender:

Male

CRD#:

2197377

Insurance License#:

AG140665

Name of Broker/Dealer:

Ameritas Investment Corp.

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

I have been an agent & financial representative for both Prudential & Midlands Financial Benefits / Ameritas Investment Corp. I worked in the home offices of both Lincoln Benefit Life & Ameritas Variable Life.

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

BS, Criminal Justice - UNL (1988)

Services

Investment Types:

Mutual Funds, Insurance, Annuities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

FLMI, Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 26, Series 63, Series 6, Series 65

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA), National Association of Health Underwriters

Non-Financial Organization Memberships:

Autism Society of Nebraska
Autism Family Network
ARC of Lincoln
Down Syndrome Association of Families of Nebraska
Nebraska Walleye Association
Lincoln West Optimist Club
Caritas Place Village fundraising committee
Lincoln Independent Business Association
Cub Scout den co-leader

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

$10,000

Compensation Methods:

Hourly, Commissions, Based on Assets

Fee % Based on Assets:

Hourly Rate:

Minimum Fee Charged for Managed Accounts:

Minimum Fee Charged for Hourly Planning Accounts:

Prepared By:

Mike Misegadis, CLU

Most Recent Update:

11/22/2008