Business Description
Each day we face difficulties in managing our finances. Inflation, taxes, debt, changing interest rates, and stock market swings – their effect can unsettle one of our most precious possessions, peace of mind. One thing we can be certain of is that the future will come, whether we are financially ready or not. Working with a Financial Planner from MetLife Securities, Inc. will better prepare you to meet your established financial goals and objectives.
General Information Gender:    Male CRD#:    2504183 Firm CRD#:    14251 Name of Broker/Dealer:    MetLife Securities, Inc. States Licensed in:    CA Years of Experience in Financial Services:    12 Number of Years with Current Firm:    3 I work with the following types of clients:    Businesses, Individual Investors
Education Academic Background   Bachelors degree - University of Southern California
Services Investment Types:    Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)
Qualifications & Memberships Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant Securities Licenses:    Series 7 Insurance and Annuity Licenses:    Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life, HMO, Health Financial Organization Memberships:    Financial Planning Association (FPA)
Firm Information Number of Advisors in Office:    10 - 99 employees I work with clients as part of a team:    Yes
Compliance Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Compensation Methods:    Based on Assets, Commissions
Prepared By:	Scott Ulves, CFP®
Most Recent Update:	10/14/2008

Frequently Asked Questions

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