Business Description

We are an independent insurance and financial services agency which allows us access to many different fund managers, life insurance and annuity companies and trust service providers. Because we are an independent agency, we are able to provide our customer with various options which the financial planing process requires and which the client deserves.

General Information

Gender:

Male

CRD#:

46765

Firm CRD#:

13572

Insurance License#:

215807165

Name of Broker/Dealer:

Finacial Network Investment Corporation

States Licensed in:

VA, MD, DC

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

Bachelor of Science degree - University of Maryland (1982)

Services

Investment Types:

Insurance, Mutual Funds, Annuities, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Enrolled Agent (EA)

Securities Licenses:

Series 65, Series 6, Series 63

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Disability, Life, HMO, Health, Annuity

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA)

Non-Financial Organization Memberships:

Potomac Woods Homeowners Association and President of the Architectural Review Board

Cascades Flag Football coach for age 9 to 11

Assistant Football coach at Dominion High School

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$75,000

Compensation Methods:

Based on Assets, Flat Fee, Commissions

Additional Details on Charges:

Charges and fees are negotiated on a per case basis.

Prepared By:

Gordon Green