Business Description

I am an established advisor with Ameriprise looking to help people diversify their assets with a managed platform using ETF's. Annuities are also and important part of my business in protecting assets and securing income. I have extensive experience with fixed income products and feel that personal service is essential to providing guidance in a complex financial world.

General Information

Gender:

Male

CRD#:

2143778

Name of Broker/Dealer:

Ameriprise Financial

States Licensed in:

AK,AZ,CA,CT,DE,FL,GA,IL,KS,MA,MD,ME,NC,NH,NJ,NM,NVNY,OH,PA,SC,TX,VA,WA

States Willing to do Business in:

All of the above

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Many years experience working with fixed income and managed money.

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

BA from Gettysburg College 1990

Services

Investment Types:

Alternative Investments, Exchange Traded Funds (ETFs), managed money accounts, Mutual Funds, Bonds, Annuities, Insurance

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Analyst (CFA), Certified Annuity Specialist (CAS), Registered Financial Consultant (RFC)

Securities Licenses:

Series 63, Series 66, Series 7

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Accident, Life, Health, Annuity

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA), Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

10 - 99 employees

Assets Managed by Firm:

10,000,000,000

Advisor's Number of Clients:

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$30,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Commissions, Based on Assets

Fee % Based on Assets:

1.50%

Minimum Fee Charged for Managed Accounts:

1.0%

Prepared By:

Brian Eisenman