| Advisor Profile |
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| Name: |
Louis Ashamallah |
| Phone Number: |
(818) 857-5261 |
| Website: |
Visit Website
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Business Description |
| Full service wealth management, including financial planning, investment management, and insurance services. |
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General Information |
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| Name of Broker/Dealer: |
UBS Financial Services, Inc.
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| States Licensed in: |
CA, DE, NV, NY, NJ
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
20
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| Number of Years with Current Firm: |
2
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| Work Experience: |
20 years of business and investment planning experience that includes running a $100 million division of a Fortune 100 company.
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| I work with the following types of clients: |
Individual Investors, Businesses, Non-Profit Organizations
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Education |
| Academic Background |
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BS, Engineering - UCLA
MS, Engineering - UCLA
MBA, Finance - University of Southern California |
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Services |
| Investment Types: |
Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Annuities, Bonds, Stocks
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Qualifications & Memberships |
| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Accident, Life, Variable Life, Variable Annuity, HMO, Annuity, Health, Disability
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| Non-Financial Organization Memberships: |
Provisors, Los Angeles Venture Association, Maverick Angels
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Firm's Number of Clients: |
2000+
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| Firm's Number of Planning Clients: |
2000+
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| Firm's Number of Managed Clients: |
2000+
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| Assets Managed by Firm: |
$1,000,000,000
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| Advisor's Number of Clients: |
100
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| Advisor's Number of Managed Clients: |
100
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| Advisor's Number of Planning Clients: |
100
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| Assets Managed by Advisor: |
$30,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$200,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
1-1.5%
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| Prepared By: |
Louis Ashamallah |
| Most Recent Update: |
09/16/2008 |
Frequently Asked Questions |
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