Business Description

Comprehensive Fee based planning firm. $500,000 asset minimum. We consider ourselves to be the general contractors for all your financial needs.

General Information

Gender:

Female

CRD#:

2601913

Firm CRD#:

6413

Name of Broker/Dealer:

LPL Financial Corporation

States Licensed in:

AZ, FL, IL, IN, KY, MI, OH, TX, WI

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

Degree in Economics and Mathematics - University of Wisconsin-Madison

Services

Investment Types:

Options & Futures, Mutual Funds, Insurance, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 7, Series 24

Insurance and Annuity Licenses:

Long Term Care, Disability, Life, Health, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA)

Non-Financial Organization Memberships:

Volunteer tutor with Cabrini Connections

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions, Hourly

Prepared By:

Jennifer Kilby, CFP®