| Advisor Profile |
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| Name: |
Mark Rupp |
| Phone Number: |
(208) 739-9087 |
| Website: |
Visit Website
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Business Description |
| Premier Alliance (PA) believes that in today's financial environment you need someone who will back you up, lead you through or simply stand beside you – someone who has access to - and is willing to use other professionals.
PA feels so strongly about this, that we’ve taken an innovative approach by creating an environment where individuals can become proponents for their clients (not the product). PA has achieved this environment by providing a bank of professionals within our own firm, a reserve of professionals outside our firm, and encouraging the use and sharing of talents.
It’s not about the product or the individual representative. It‘s about your needs and desires – finding out what it is you want out of life’s journey. Where do you want to go?
Once the first destination is determined (it’s a rare journey that has just one crystal clear destination), we can start plotting your course.
PA was formed in 1997 and has since become Premier Alliance Financial Companies with over 50 staff and professionals. The PA Financial Companies include financial advisors, a property and casualty division, a health insurance division (including employee benefit plans), a mortgage division, and a business solutions division (bookeeping and payroll services).
We have the resources and business relationships to implement your strategy, periodically review it, and keep you on course.
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General Information |
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| Insurance License#: |
Life, Health, Disability, Long Term Care
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| Name of Broker/Dealer: |
ING Financial Partners
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| Name of Custodial Firm: |
Pershing LLC
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| States Licensed in: |
ID, OR
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| Years of Experience in Financial Services: |
3
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Stocks, Mutual Funds, Commodities, Insurance, Annuities, Bonds, FOREX & Currency, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Commissions, Hourly
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| Prepared By: |
Mark Rupp |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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BA East Asian Studies Wittenberg University Springfield Ohio |
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What is your approach to financial planning? |
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Listen to my clients needs, desires, and dreams and work to make them a reality |
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What services do you offer? |
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Wealth Management "Fee Based", Brokerage "Commission Based" Life insurance, Annuities, Business and Estate Planning |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Depends on your plan it will be either a percentage based on assets under management or commissions. You will be told exactly what that number is. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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I do not have discretionary authority so you will be involved in each decision. |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Depends on your risk tolerance, time horizons, and asset/debt ratios |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Aviva, Lafayette Life, ING, Skandia, Minnesota Life |
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Are there any pre-existing conditions that you can not cover? |
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How long does it take to complete the application and approval process? |
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Typically 1-6 weeks depending on your current Custodian/broker and the time allowance you allow yourself to move forward. |
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Is there a maximum age that you can insure? |
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