Business Description

SEC registered investment advisory firm providing financial planning and investment advice to affluent families and organizations.

Personal attention and comprehensive resources – just the combination you need in an advisor. LegacyTexas Wealth Advisors integrates a broad array of services to create your powerful, customized wealth strategy.

Financial Planning: First we get to know you and understand your unique needs. We then devise a comprehensive plan that can include an analysis of your personal investments, your retirement and education funding goals and the condition of your overall estate. We continually review and adjust your plan as your life changes and your financial needs shift.

Investment Management: We create customized investment programs that may be unique to each client and we diversify risk by objectively selecting investment options that are designed to be in line with each investor profile. Our number one goal is to achieve the greatest risk adjusted return for our clients.

General Information

Gender:

Male

CRD#:

2111738

Name of Custodial Firm:

Schwab Institutional

States Licensed in:

States Willing to do Business in:

ALL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Mortgages & Real Estate, Alternative Investments, Options & Futures, Bonds, Commodities, Insurance, Annuities, Stocks, Exchange Traded Funds (ETFs), Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 66, Series 7, Series 24

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

Firm's Number of Planning Clients:

Firm's Number of Managed Clients:

Assets Managed by Firm:

$35,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

500,000

Compensation Methods:

Commissions, Hourly, Based on Assets

Fee % Based on Assets:

Hourly Rate:

$100.00

Prepared By:

Earl Jefferson, CFP®