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Business Description |
AFC is a Registered Investment Advisor established in 1985 providing professional money management services and financial advice.
As you’ve hoped and suspected, there is a better approach to investing.
AFC Asset Management Services' (AFC) proprietary investment strategy, the Dynamic Asset Allocation (DAA) program, has significantly outperformed the major stock market indices for the most recent 1, 5 and 10 year periods (through March 31, 2009).
Our investment approach combines extensive research and experience with proprietary models to blend discipline and objectivity into the investment decision making process. Using the innovative DAA program, AFC endeavors to maximize investment returns through bull and bear markets by making timely portfolio changes based on current market conditions.
AFC makes investment decisions on your behalf according to your risk tolerance and is compensated by fee only – no commissions. We pride ourselves on our highly personalized service.
AFC’s Registered Investment Advisors contribute more than 100 years of financial services and banking experience to the management of our clients’ portfolios.
For additional information about our firm, our services and our outstanding performance history, please call us at 301-588-5000 or visit our website. |
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General Information |
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| Name of Custodial Firm: |
Pershing LLC, a subsidiary of The Bank of New York Mellon
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| States Willing to do Business in: |
All states in the USA
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
1
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| Work Experience: |
AFC Asset Management Services, Inc. 2009
Investment Manager
Gaithersburg, MD USA
- Vice President
Thomson Reuters, 2008
Financial Planning Technology
Rockville, MD USA
- Director
EbixExchange, 2002 ? 2008
Annuity & Life Insurance Technology
Herndon, VA USA
- Vice President, Operations
- Vice President, Client Services
- Director, Product Development
- Director, Client Services
- Senior Project Manager
- Project Manager
UBS Private Bank / UBS Paine Webber 1998 ? 2002
US & International Investments
London, United Kingdom & Weehawken, NJ USA
- Associate Director ? European Product Development
- Assistant Vice President ? Managed Accounts
- Managed Accounts Administrative Liaison
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| I work with the following types of clients: |
Investment Clubs, Retirement Plan Administrators, Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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- University of Richmond
Bachelor of Science, Business Administration
Concentration: Marketing / Minor: Math |
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Services |
| Investment Types: |
Mutual Funds, Exchange Traded Funds (ETFs), Annuities
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Qualifications & Memberships |
| Securities Licenses: |
Series 65
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| Non-Financial Organization Memberships: |
Project Management Institute - Project Management Professional
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-only financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
Schedule
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| Additional Details on Charges: |
Fees are calculated as a percentage of assets with no commissions. For details, review Form ADV on our website at www.afcassetmanagement.com
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| Prepared By: |
James (Jim) Young |
Frequently Asked Questions |
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