Business Description

Wealth Security LLC provides analytical decision analysis for personalized financial decisions. We provide personalized goal development, investment strategies to reach those goals and benchmark tracking towards those goals. Wealth Security LLC is a fiduciary, fee only service and puts the client interests ahead of all others including our own.
Offering financial and investment advice to investors in the Austin area.

General Information

Gender:

Male

CRD#:

149983

Firm CRD#:

149983

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Alternative Investments, Bonds, Stocks, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Options & Futures, Mutual Funds, Commodities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 65

Financial Organization Memberships:

National Association of Personal Financial Advisors (NAPFA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Hourly, Flat Fee, Based on Assets

Prepared By:

Gary Montgomery