Business Description
Schreiner Capital Management is an SEC Registered Investment Advisor, located in Exton, Pennsylvania, a suburb of Philadelphia. Roger Schreiner founded Schreiner Capital in 1989, with the vision of providing investors with the best active asset management solutions. A leader and a visionary in the active management community, Roger has shared ideas and research with hundreds of other registered investment advisors to develop and refine the investment strategies of Schreiner Capital Management. Today, Schreiner Capital Management offers financial advisory services to a wide range of investors with various risk tolerances and return objectives. Remaining true to its roots, Schreiner Capital Management partners with investors in achieving their financial goals, combining personalized financial advisory services with active risk management and wealth management strategies designed to build and protect wealth. Our investment advisory firm offers retirement planning, individual investment planning, and business retirement planning for the Philadelphia Metropolitan and suburban areas.
General Information Gender:    Male CRD#:    106662 Firm CRD#:    106662 SEC File#:    80145366 States Licensed in:    49 States, Not Colorado States Willing to do Business in:    49 States, Not Colorado Years of Experience in Financial Services:    20 Number of Years with Current Firm:    20 Work Experience:    Roger Schreiner founded Schreiner Capital in 1989. Prior to that time, he was a Vice President of Investments at Dean Witter and Janney Montgomery Scott. I work with the following types of clients:    Businesses, Non-Profit Organizations, Endowments, Individual Investors
Education Academic Background   Bachelor of Science from Kansas State University. Graduated in 1971
Services Investment Types:    Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Annuities, Stocks
Qualifications & Memberships Securities Licenses:    Series 65, Series 7
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes Firm's Number of Clients:    300 Assets Managed by Firm:    $240,000,000 Advisor's Number of Clients:    150 Assets Managed by Advisor:    $64,000,000
Compliance Registered Investment Advisor:    Yes I am an acknowledged fiduciary:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-only financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $250,000 Compensation Methods:    Based on Assets Fee % Based on Assets:    2.25%
Prepared By:	Roger Schreiner

Frequently Asked Questions

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	How do you charge for your services?

Q.	Do you provide a free initial consultation?

Q.	Why should I choose you as my financial advisor?

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Q.	What services do you provide? What are your specialties?
Schreiner Capital is an independent, SEC, registered Investment Advisor. All of our investment decisions and strategies are executed in the best interests of our clients. We do not make commissions for promoting investment products or solutions for our clients. We provide investment advisory services to individuals and businesses.

Q.	What is your experience? How many clients do you currently manage?
Currently, we manage over 300 investment accounts. We have over twenty years experience with investment account management. Our clients benefit from an active account management investment strategy.

Q.	How do you charge for your services?
Our fees are based on the assets under managment. Assets managed under $1 million are charged 2.25%. Assets over $1 million or a combination of accounts managed over $1 million - fees are negotiable. We do not make commissions on individual investment product sales.

Q.	Do you provide a free initial consultation?
Yes. Our fees are retained once assets are managed. We do not charge for consultations.

Q.	Why should I choose you as my financial advisor?
Schreiner Capital Management is a unique investment advisory firm built on the passion and belief of Roger Schreiner to provide active asset management. The business model for his investment advisory firm is based on traditional relationship building including face-to-face client meetings coupled with the power of internet marketing and advertising.