Business Description

Barnett Financial Services, LLC is a full service financial consulting firm dedicated to helping our clients build wealth and protect their hard-earned assets. Our firm is completely independent, so our loyalty belongs exclusively to our clients--not to a parent company.

General Information

Gender:

Male

CRD#:

1897421

Firm CRD#:

2225

SEC File#:

8-13963

Insurance License#:

9834557

Name of Broker/Dealer:

SII Investments, INC

Name of Custodial Firm:

Pershing

States Licensed in:

NJ,DE,FL,ME,NC,NY,PA,TX

States Willing to do Business in:

NJ,DE,FL,ME,NC,NY,PA,TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Annuities, Bonds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 66, Series 7, Series 24, Series 63

Insurance and Annuity Licenses:

Annuity, Health, Life, Disability, Variable Life, Variable Annuity

Financial Organization Memberships:

Financial Services Institute

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

136

Firm's Number of Managed Clients:

100

Assets Managed by Firm:

$20,000,000

Advisor's Number of Clients:

136

Advisor's Number of Managed Clients:

100

Assets Managed by Advisor:

$20,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Hourly, Flat Fee, Commissions, Based on Assets

Fee % Based on Assets:

1.5

Prepared By:

Rich Barnett