| Advisor Profile |
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
|
|
|
|
|
Business Description |
What are your goals, and how will you achieve them? We want to help you achieve your goals by listening to what you want to accomplish. Then, design a strategy to reach your goals so that you can do the things that matter most to you.
>Retire comfortably
>Take care of my family
>Rebuild my portfolio
>Get my financial life in order
>Accomplish my goals
>Live out my dreams |
|
| |
|
|
General Information |
|
|
|
|
| Name of Broker/Dealer: |
Liberty Partners
|
|
| Name of Custodial Firm: |
First Southwest
|
|
|
|
| States Willing to do Business in: |
UT, AZ, ID, NV, WY, CA, CO
|
|
| Years of Experience in Financial Services: |
2
|
|
| Number of Years with Current Firm: |
1
|
|
| Work Experience: |
UBS - United Bank of Switzerland
Liberty Partners Financial Services
|
|
| I work with the following types of clients: |
Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations
|
|
| |
|
Education |
| Academic Background |
| |
BS - Finance from Utah State University
BS - Economics from Utah State University |
|
| |
|
Services |
| Investment Types: |
Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs)
|
|
| |
|
Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 65, Series 7
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$50,000
|
|
| Compensation Methods: |
Based on Assets
|
|
| Fee % Based on Assets: |
.80%
|
|
|
|
| Additional Details on Charges: |
I will guarantee 20 percent less than what your current advisor is charging you or 20 percent less than what any other advisor offers you.
|
|
| Minimum Fee Charged for Managed Accounts: |
$200
|
|
| Minimum Fee Charged for Hourly Planning Accounts: |
$200
|
|
| Minimum Fee Charged for Flat Fee Accounts: |
$200
|
|
| |
|
| |
| |
| Prepared By: |
John Driggs |
|
|
