| Advisor Profile |
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Business Description |
As a Financial Advisor of Tower Square Securities, my goal is to help you make informed decisions about issues that affect your financial well being so you can achieve financial freedom. I will work with you to help you determine what’s important to you in your life. Together, we’ll create a road map to take you where you want to be. You can count on me to be your guide and Advisor. I am licensed and registered to offer products and services in many states. Please contact me for further information.
As a Financial Advisor, my goal is to help you make informed decisions about issues that affect your financial well being so you can achieve financial freedom. I will work with you to help you determine what’s important to you in your life. Together, we’ll create a road map to take you where you want to be. You can count on me to be your guide and Advisor. Please contact me for further information. |
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General Information |
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| Name of Broker/Dealer: |
Tower Square Securities,Inc
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| Name of Custodial Firm: |
Pershing LLC
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| States Licensed in: |
VA,NC,FL
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| States Willing to do Business in: |
VA,NC
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| currently enrolled The American College |
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Services |
| Investment Types: |
Commodities, Insurance, Annuities, Stocks, Mutual Funds, Options & Futures, Bonds, Alternative Investments, Exchange Traded Funds (ETFs)
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 7, Series 6, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life
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| Non-Financial Organization Memberships: |
Chamber of Commerce, Rotary International
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
150-250
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| Firm's Number of Planning Clients: |
10
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| Firm's Number of Managed Clients: |
20-25
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| Assets Managed by Firm: |
$4 - 5 million
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| Advisor's Number of Clients: |
150-250
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| Advisor's Number of Managed Clients: |
20-25
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| Advisor's Number of Planning Clients: |
10
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| Assets Managed by Advisor: |
$4-5 million
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-only financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$50000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Don Hanke |
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