Business Description

At Severin Financial Group, our mission is Preserving Your Financial Freedom. Our team uses an integrated and dynamic financial planning process to first, help clients formulate and prioritize their personal/family financial, estate, and tax planning objectives; then, help ensure the proper target strategy is put in place to meet those objectives. Our team has a unique understanding of the interest and needs of wealthy individuals living in the St. Louis Metro area. Having the experience of over 15 years in the financial, estate, and tax planning areas, we provide personal, one on one service and comprehensive reviews. Wachovia Securities is not a legal or tax advisor.

General Information

Gender:

Male

CRD#:

2345958

Firm CRD#:

11025

Insurance License#:

PR235493

Name of Broker/Dealer:

Wachovia Financial Network

States Licensed in:

California, Delware, Florida, Georgia, Iwa, Illinois, Indiana, Kansas, Massachusetts, Missouri, Montana, North Carolina, New Mexico, Ohio, Pennsylvania, Arkansas, Connecticut, Kentucky, Maryland, Nebraska, Nevada, South Carolina, Tennessee,

States Willing to do Business in:

ALL

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Jeffrey Severin, President of Severin Financial Group Inc., has been assisting investors for the past 17 years. Mr. Severin started his career as a Registered Investment Advisor Representative with John Hancock Financial Services and moved into advising individuals as Vice President of Investments at UBS-PaineWebber.

Mr. Severin is a well-known financial educator in the St. Louis-Metro Area. Jeff has been teaching investors strategies on how to help preserve their assets, potentially increase their income, and possibly reduce income taxes. Additionally, he has advised pre-retirees and retirees on wealth preservation and accumulation. Jeff has counseled retired government employees, retired teachers, physicians, and business executives approaching retirement. Mr. Severin attended Iowa State University. His undergraduate degree is in Finance and he has earned his MBA. He is currently enrolled at Boston University working on the CERTIFIED RETIREMENT PLANNER?.

Severin Financial Group is a financial firm providing comprehensive financial services for investors. Our services include wealth preservation, investment management and selection, long term care planning, estate planning, and conservatorship and trustee services.

CREDENTIALS
Series 6, 7, 63, 24 & 65; Security Registrations: Life & Health Licenses in several states and an MBA, CRP.
Recently, Crescendo Business Services, an independent research firm, surveyed more than 43,000 high-net-worth residents in the St. Louis area to find out which wealth managers have earned the trust of their clients. Mr. Severin was chosen as one a 2008 FIVE STAR WEALTH MANAGER, an elite group representing less than seven percent of the wealth managers in the St. Louis area. These results were published in the March 2008 St. Louis Magazine. Additionally, he has been awarded with memberships in the Pinnacle Club, Million Dollar Roundtable, Court of the table; Signatory Advisory Board; Life time Chairman?s Counsel; President?s Cabinet; NAIFA, and Pace Setter Club.
Jeffrey J Severin and The Severin Financial Group Inc., was nominated by St. Louis Magazine as being one of the top 3 % Wealth Managers in the St. Louis area. Nominees were selected after asking approximately 43,000 customers and readers of the magazine as well as 5,700 leaders of financial service industry companies to complete surveys about wealth managers whom they knew through personal experience. These wealth managers were evaluated based on criteria such as customer service, knowledge / experience, communications, value for fee charged, quality of recommendations and overall satisfaction.

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

BA Finance, MBA

Services

Investment Types:

International Investments, Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, FOREX & Currency, Commodities, Insurance, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses:

Series 65, Series 63, Series 24, Series 7, Series 6

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Annuity, Health

Financial Organization Memberships:

National Association of Personal Financial Advisors (NAPFA), Million Dollar Roundtable

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

200

Firm's Number of Planning Clients:

180

Firm's Number of Managed Clients:

180

Assets Managed by Firm:

Yes

Advisor's Number of Clients:

200

Advisor's Number of Managed Clients:

180

Advisor's Number of Planning Clients:

180

Assets Managed by Advisor:

$ 100000000.00

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$ 100000.00

Compensation Methods:

Based on Assets, Hourly, Commissions

Additional Details on Charges:

Fee Charges vary on account size.

Prepared By:

Jeffrey Severin

Most Recent Update:

06/02/2008