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Find Top Financial Advisors in Gilbert


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Qualifications of Financial Advisor in Gilbert

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Financial Advisors in Gilbert, Arizona
Financial Advisor Office Location Phone Number
James Rosebrough,
Strategic Financial Group
633 E Ray Road,
Gilbert, AZ  85296
(480) 276-0805
Daniel Anderson,
Rise Financial Group
3303 E Baseline Rd #107,
Gilbert, AZ  85234
(480) 878-7444
Greg Stott,
Approach Capital Partners
Mesa & Scottsdale,
Mesa, AZ  85205
(480) 993-9733
James Golichowski,
Financial Engines Advisors, LLC
3100 West Ray Road,
Chandler, AZ  85226
(480) 946-3626
Lennard van der Feltz CFP®, MSM, MBA,
Pinnacle Financial Advisors
2141 East Broadway Road Suite 104,
Tempe, AZ  85282
(480) 641-1315
Jeffrey Wilcock, RFC,
Seros Financial
2141 E. Broadway Rd.,
Tempe, AZ  85282
(480) 967-1155
Adam Harding CFP®,
Harding Investments & Planning
7135 E Camelback Rd,
Scottsdale, AZ  85257
(480) 205-1743
Luke M. Johnson,
Legend Capital Group, Inc.
6710 N. Scottsdale Road Suite 240,
Scottsdale, AZ  85253
(480) 685-2932
David Rosenthal, CFP,
Wealth Management Solutions, LLC
8550 E Shea Blvd #130,
Scottsdale, AZ  85260
(480) 609-4334
Richard Oxford,
Richard Oxford Financial
7010 E Acoma Dr,
Scottsdale, AZ  85254
(602) 697-7657
Michael Gombrich,
Harnden MacLean Wealth Advisors
7992 W Thunderbird Rd,
Peoria, AZ  85381
(623) 972-3133

Information on Qualified Financial Advisors in Gilbert

Qualifications CRD# 4355308
FirmCRD# 175153
Series 7, 24, 63, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly, Subscriptions


Office Location 633 E Ray Road,
Suite 131,
Gilbert,
AZ 
85296
Phone Number (480) 2760805

EXPERIENCE -14 years in the insurance industry -13 years as a financial advisor -Managed multiple branches for banks -Managed over 40 million in assets -2 years? experience with Edward Jones investments -4 years? experience with liberty Investment services -2 years? experience with National City Investments -1 year experience with Credit Union Financial Network -4 years experience with LPL Financial -2 Years experience with RIA firm in Scottsdale, AZ -Owner/Manager of RIA firm in Gilbert AZ. REGISTRATIONS & LICENSES -Series 7 (General Securities Representative) -Series 63 (Uniform Securities Agent State Law) -Series 65 (Uniform Investment Adviser) -Series 24 (General Securities Principal Exam) -Arizona Life and Health Insurance Licensed -Arizona Property and Casualty Licensed -CFS-Certified Fund Specialist designation -CAS-Certified Annuity Specialist designation -CES-Certified Estate and Trust Specialist designation -CTS-Certified Tax Specialist -CIS-Certified Income Specialist -MSFS-Master?s degree in Financial Services -Arizona Real-Estate Licensee

About Strategic Financial Group

The mission of our firm is to become the last financial decision any client has to make. We strive to provide consistent repeatable results in all cycles of the financial markets & economy. Our disciplined approach to risk management allows the flexibility to manage all assets in a strategic manner. FIRST MEETING: Take a financial snapshot Create a financial plan Act on the financial plan Set next appointment FIRST MEETING, No cost, No obligation.



Qualifications CRD# 6687332
FirmCRD# 284773
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets


Office Location 3303 E Baseline Rd #107,
Gilbert,
AZ 
85234
Phone Number (480) 8787444

Daniel Anderson is the Owner and Founder of Rise Financial Group, a Registered Investment Advisory Firm located in Gilbert, Arizona. Daniel is passionate about helping others and is originally from the Northwestern Minnesota area and learned the value of hard work and integrity from his father, John, a small business owner. It was working through high school and college that Daniel learned how to listen to people's needs and act on them quickly. His dad has now passed on and I know he is looking down at the great help his son is providing clients. Daniel's business burns brightly in his Father's memory... Daniel is married to his beautiful wife Stephanie, they have 2 young children, Jonathan and Macie. When not working, he and his family enjoy barbecuing and camping. Daniel also enjoys spending time with friends golfing and has a passion for Oldsmobiles, working on and showing classic 442 muscle cars.

About Rise Financial Group

Rise Financial Group is an independent Registered Investment Advisor Firm located in Gilbert, Arizona that offers professional money management through various third-party money managers. Current alliances are with AE Wealth Management, LLC and Sterling Capital Management. These firms offer various proprietary portfolios that uniquely fit our clients risk profiles. Additionally, Rise Financial Group is a company that is dedicated to providing education, tools and personalized service to help their clients live a comfortable retirement. The owner of Rise Financial Group, Daniel Anderson, is an Investment Advisor Representative and Financial Planner. Daniel works with Individuals and families at all stages of life. As a Fiduciary Advisor, Daniel strives to add sound-advice and integrity in his long-term relationships with clients, while exhibiting the highest standards of service and performance. Planning and saving for retirement knows no boundaries or time, so, whether you are 25 or 65, it is never a bad time to start thinking about the future, we would like to help! Lastly, we want you to know that we are anxious to help you pursue your financial goals and dreams. We also do not discriminate... That means we don't care if you have $500 or $5,000,000, we are here to help people from all walks of life. Our clients include, blue-collar workers to Doctors, Lawyers and Engineers. Based on this approach and mindset, you will quickly learn that we are qualified financial professionals who are passionate about truly helping individuals, families and businesses achieve their financial goals.



Qualifications CRD# 4518393
FirmCRD# 291807
Series 66

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location Mesa & Scottsdale,
4320 East Brown Road Ste 112,
Mesa,
AZ 
85205
Phone Number (480) 9939733

I'm Greg Stott, founder of Approach Capital. I appreciate Wiseradvisor and the forum we have to share ideas and philosophies. Approach Capital is founded on the principals of mountain climbing. Every investor, like a climber, needs a guide to help set the course, navigate the pitfalls and work together to reach your financial summit. As a fiduciary, I take responsibility to act in your best interest. Where do we start, let's understand your history and the plans you have already set in place and build some assumptions around what the future has to offer. We begin with the following analysis: 1. A lifestyle analysis, understanding your balance sheet and your cash flow needs/wants helps provide some insight as to your investment objectives 2. An investment review and portfolio design analysis 3. A cost benefit analysis of what you are paying now as opposed to what you would be paying for guidance 4. A transition and implementation plan I started Approach Capital because I believe the individual investor does not receive unbiased advice in large investment firms (private or public). There are no hidden costs or agendas to working with Approach Capital and I look forward to the opportunity to demonstrate how we can add value to your investments and lifestyle.

About Approach Capital Partners

We manage our client's wealth through a continuous cycle of planning, implementation, evaluation and transitioning as market conditions and personal priorities dictate. We work with our clients to prioritize investment needs and build a plan to meet your needs and wants. Implementation is critical to success. Low cost, tax efficient strategies are part of our recommendations for success. On a regular basis, we meet with our clients to confirm their investments are actually performing as outlined. Preserving and protecting your wealth is our primary responsibility. As you move through life's different stages, our plan evolves with your priorities. We look forward to working with you and appreciate your consideration.



Qualifications CRD# 4777918
FirmCRD# 104510
Series 7, 26, 65

Compensation/Fee I am a Fee-Based financial professional


Office Location 3100 West Ray Road,
Suite 201,
Chandler,
AZ 
85226
Phone Number (480) 9463626

Joined Financial Engines in 2016. Began his career in the financial services industry in 2003. Successfully completed the Series 7, 26 and 65 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelors of Science in Electrical Engineering from Penn State University. Married to Teresa and has 2 children. Enjoys exercise, movies, reading, home improvement projects, volleyball, travel and the beach.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 4630091
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 2141 East Broadway Road Suite 104,
Tempe,
AZ 
85282
Phone Number (480) 6411315

With more than three decades of experience in business, holding positions in business operations and information technology, Lennard van der Feltz has dedicated nearly half of his career to financial planning, specializing in investment and insurance optimization for tax efficiency, as well as unique challenges of clients' portfolios. Under the guidance of Lennard and co-founder Susan Talbott, Pinnacle Financial Advisors' planning strategies are customized to clients' risk tolerance, life stage, goals, desire for involvement, asset level, tax sensitivity, and investment experience. Lennard is a CERTIFIED FINANCIAL PLANNER" professional, holds his FINRA Series 7 and 66 securities licenses, and is a member of the Financial Planning Association Phoenix Chapter. He holds Life and Health Insurance and Variable Life and Variable Annuity licenses in Arizona, California, Kansas, Minnesota, Oregon, Texas, and Wisconsin. He attended Nyenrode Business University in The Netherlands, where he developed statistical analysis software, and Washburn University in Kansas where he graduated with a Bachelor of Business Administration in General Business. He earned an MBA in International Finance and Operations at the Thunderbird School of Global Management. He also completed a Master of Science in Management in Decision Information Systems from Arizona State University's W.P. Carey School of Business with an emphasis on artificial intelligence and problem structuring. *** Lennard van der Feltz is a Registered Representative offering Securities through UNITED PLANNERS FINANCIAL SERVICES, Member: FINRA, SIPC. Advisory Services offered through SEROS FINANCIAL, LLC. Pinnacle Financial Advisors, Seros Financial, and United Planners are independent companies.

About Pinnacle Financial Advisors

Since 2005, Pinnacle Financial Advisors has helped individuals, families, and businesses understand their financial opportunities and plan for the future. As nimble, strategic partners, our team brings extensive and diverse experience, with each member possessing a unique skillset and background that provides holistic support. We have first-hand experience tackling all sorts of issues from straightforward circumstances to the most complex cases. At Pinnacle Financial Advisors, we provide more than just financial planning and wealth management. We're friends, colleagues, counselors, and professionals with decades of experience who take the time to get to know you and your unique needs. We value close, long-term relationships, and build them with trust and transparency - the cornerstones of our business. Understanding what matters most to you gives us the knowledge to support you through whatever life has in store. *** Securities offered through United Planners Financial Services, Member FINRA/SIPC. Advisory Services offered through Seros Financial, LLC. Pinnacle Financial Advisors, Seros Financial, and United Planners are independent companies. For information concerning the licensing status or disciplinary history of a broker-dealer or BD agent a consumer should contact his or her state securities law administrator or go to FINRA BrokerCheck www.finra.org. This information is intended for use only by residents of AZ, CA, KS, MN, OR, TX, and WI. Securities-related services may not be provided to individuals residing in any state not listed above. Insurance-related services may not be provided to individuals residing in any states other than AZ, CA, KS, MN, OR, TX, and WI.



Qualifications CRD# 2034946
Series 6, 7, 22, 24, 26, 63, 65, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Hourly


Office Location 2141 E. Broadway Rd.,
Suite 220,
Tempe,
AZ 
85282
Phone Number (480) 9671155

Jeff began his financial career in 1990 and is currently a Registered Financial Consultant (RFC) and has his series 7, 63, 65 and 24 licenses. Jeff has been a popular seminar speaker and even hosted a series of radio broadcasts on financial matters. Jeff faces each day with a positive optimism that is wildly contagious. Jeff’s clients love their meetings with him and have great deal of respect for what he does. In 2000 Jeff met Bill Kelso CPA, CFP, the two decided to merge and create Alliance Financial Group. That company then combined with Campbell Schoneberger 11 years later, to become Seros Financial. On weekends, Jeff loves spending time with his family. His wife, Kerri, is an amazing decorator (not exaggerating, when you see our office you’ll believe me!) and together they have 4 children. With his love for life, Jeff enjoys nothing more than to be outside jogging, hiking a trail or riding a mountain bike. Jeff has been a leader with the Boy Scouts of America for over 20 years.

About Seros Financial

Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360™ is a seven part mentoring approach to retirement. 1. Goals We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals. 2. Risks Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly. 3. Investments You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio. 4. Income Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible. 5. Taxes We help you develop a strategy that balances your tax burden now and throughout retirement. 6. Test Run Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement. 7. Retirement With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence.



Qualifications CRD# 282686
FirmCRD# 282686
Series 65


Office Location 7135 E Camelback Rd,
Scottsdale,
AZ 
85257
Phone Number (480) 2051743

I grew up in a family of various professional advisors, most notably my father who was a trusted advisor for more than 30 years as a CPA. Thus, building a career in wealth management and launching this firm was a natural fit. My financial education started early and has never slowed down to this day. My focus is primarily on portfolio management and comprehensive financial planning for high net worth or high earning individuals, but I consider myself a generalist and my analytical skill set has proven adaptable to many different types of client situations. My education is in Economics (Bachelor of Science, Arizona State University) and the CFP® Curriculum (The American College) which includes courses in Investments, Estate Planning, Income and Tax Planning, Insurance, Retirement Planning, and Life-Cycle Financial Planning. Aside from my work as a financial adviser, I enjoy teaching wealth management courses and have recently offered courses through UCLA’s Business Management and Legal programs. In my personal life, I enjoy spending time with my amazing wife, Mollie, exercising, playing the guitar, being a father to my chihuahua and traveling.

About Harding Investments & Planning

In the most simple terms, helping people navigate life's financial complexities is what we do. This often means providing investment advice, but this investment advice has to reflect the unique challenges, opportunities and resources each investor is faced with. This is why we always make sure a thorough financial plan is completed before we give investment advice. Services we provide include: Comprehensive Financial Planning Investment Management Retirement Plan Consulting (commonly 401(k)) Estate and Gift Planning Insurance Strategies and Risk Management Tax Optimization and Planning Education Planning



Qualifications CRD# 3257008
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 6710 N. Scottsdale Road Suite 240,
Scottsdale,
AZ 
85253
Phone Number (480) 6852932

Luke M. Johnson is the Founder and Chief Executive Officer of Legend Capital Group, Inc. Prior to launching the firm in 2006, Luke began his career as a financial advisor in 1999 at Robert W. Baird and Northwestern Mutual in Kansas City, Missouri. While there, he excelled at designing customized wealth management and life insurance solutions for his clientele. Today, as a Senior Wealth Advisor, Luke specializes in tactical asset management, retirement income planning, and income tax reduction strategies. In addition, he is highly skilled at identifying and positioning alternative investments within client portfolios in an effort to increase asset allocation and reduce long-term volatility. These investments also can produce high levels of monthly income, which our clients have greatly appreciated. Luke has provided counseling on a wide range of financial matters, and today works closely with affluent individuals, families, private companies, and non-profit organizations in over 20 states. From strategic planning for long-term goals, to succession planning and wealth transfer, Luke brings a wealth of knowledge that encourages creative thought and visionary solutions. His honest and strategic advice has allowed his clients to successfully navigate the ever-changing financial markets for over 18 years. Lukes tax-efficient, investment recommendations are customized for each client and designed to specifically meet their objectives. His expertise allows his clients to feel a sense of confidence and peace of mind, while experiencing a level of best-in-class service that theyve come to expect and deserve.

About Legend Capital Group, Inc.

Our mission is to help our clients and their families achieve and maintain financial peace of mind - preserving the nest egg and wealth they have created and build a legacy for future generations. Our reputation for excellence is earned through the hard work of our highly experienced team who are focused exclusively on the planning of your financial future. As a highly-valued client, you can be certain that Legend Capital's is committed to providing the exceptional client service you expect and deserve. You will benefit from Legend Capital's holistic approach to long-term wealth management and comprehensive planning approach. We customize all investment recommendations for each client - No cookie-cutter portfolios! Our clients come first in everything we do. This shows in the relationships we have built over the years, along with the service we provide to each individual client. I look forward to speaking with you. Thank you, -Luke M. Johnson



Qualifications CRD# 2680280
FirmCRD# 127517
Series 65

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Flat Fee, Hourly


Office Location 8550 E Shea Blvd #130,
Scottsdale,
AZ 
85260
Phone Number (480) 6094334

About Wealth Management Solutions, LLC

If you are an entrepreneur with a business or are thinking about selling your business, a corporate executive with complex company benefits, a divorcee figuring out your finances, or just looking to retire soon, then my experience will be of benefit to you. Each type of client I work with has a unique set of circumstances and needs, but the common thread is a piece of mind you will get from having a professional manage your assets, provide financial planning expertise and ultimately maximize your wealth. Wealth Management is a combination Investment Management + Financial Planning. I will help you maximize your wealth by managing your investments, income tax planning, estate and gift planning, maximizing your company benefits (401(k), restricted stock, stock options, deferred compensation plans), and when income is needed turning your investments into a reliable income stream. To provide you with a consistent, high-quality level of service, we maintain only a select number of client relationships, and get to know your situation inside and out. This allows us to provide you with timely, personal advice. You can be confident in the advice we give, as we will happily put it in writing. As a client, you will receive detailed follow up emails after our meetings so we can ensure there is no question as to what we are recommending, and why.



Qualifications CRD# 5475549
FirmCRD# 170884
Series 65


Office Location 7010 E Acoma Dr,
Suite 101,
Scottsdale,
AZ 
85254
Phone Number (602) 6977657

Richard Oxford, a third-generation Arizonan, has had a blessed and interesting life. Accepted to the three Service Academies he applied to after high school, he eventually took a different path and graduated from Northern Arizona University. One of the highlights was running on the track team at Navy for two years. Tough times in the late 70's sent him to work with his father in construction, eventually working as everything from a field hand to a superintendent working throughout the Southwest. Tiring of the travel he moved into project management eventually rising to a senior level and managing many large projects including the Eifel Tower replica in Las Vegas. He finished his construction career as VP of Operations for a very large steel firm. Change call and he bought into one of the very first online colleges. Working as COO, he traveled to China and the Middle East in a business development role. He still has ownership. Finally, he found his place as a financial advisor. His favorite business of many that he has enjoyed.

About Richard Oxford Financial

Richard Oxford Financial is a boutique investment advisory firm based in Scottsdale Arizona. We help businesses and families with financial and insurance services using a personalized approach to growing wealth and minimizing your risk. Our consultive approach to retirement planning and business exit strategy helps you prepare and implement a plan to best meet your needs. Whether you need assistance with investment or retirement plan management, pension and social security planning, retirement income planning, insurance planning, wealth-transfer planning, long-term care planning/funding, or tax planning, we're here to help you, your family and heirs. Our motto is, "Plan Early and Plan Often!"



Qualifications CRD# 6153485
FirmCRD# 6363
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 7992 W Thunderbird Rd,
Suite 110,
Peoria,
AZ 
85381
Phone Number (623) 9723133

Mike Gombrich is a Financial Planner in Peoria, AZ. He has been doing financial planning for almost 6 years and investment management and analysis for 10 years. He is an Accredited Portfolio Manager and a Best Selling author of a personal finance book for Millennials. In 2018, Mike was nominated for the Forbes' List for Top Millennial Wealth Advisors in the country. Mike started his career at Merrill Lynch but left after a few years because he didn't like some abusive sales practices they developed. He found a home at Ameriprise Financial with the largest independent franchise in Arizona. Our team has over 75 years of experience in investments, insurance, tax preparation, retirement income, and estate planning needs. Our Senior Partner and founder, Stephen Harnden, is one of Barron's Top Advisors in the country for the past 3 years. As fiduciaries, we promise to always do the best and right thing for you, even if it means telling you we can't help.

About Harnden MacLean Wealth Advisors

We help our clients achieve their dreams for today, tomorrow, and well into the future using our exclusive Confident Retirement® approach. It starts with a personalized conversation about covering essentials, ensuring lifestyle, preparing for the unexpected and leaving a legacy. By breaking your financial goals down into doable steps, we can help take the uncertainty out of planning for your financial future. Take a few minutes now for a quick confidence check. We're here to help you live the life you've earned. When you have the right financial advisor, life can be brilliant.