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Find Top Financial Advisors in Tempe, Arizona

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WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Tempe, Arizona. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisors in Tempe

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Qualified Financial Advisors in Tempe, Arizona
Financial Advisor Office Location Phone Number
Jeffrey Wilcock, RFC
Seros Financial
2141 E. Broadway Rd.,
Tempe, AZ  85282
(480) 967-1155
Adam Harding CFP®
Harding Investments & Planning
222 S. Mill Avenue,
Tempe, AZ  85281
(480) 205-1743
James Golichowski
Edelman Financial Engines, LLC
3100 West Ray Road, Suite 334,
Chandler, AZ  85226
(480) 428-4312
Bruce Hosler EA, CFP®, AIF®, CEPA®, CDFA®
Hosler Wealth Management
8180 N. Hayden Road, Suite D203,
Scottsdale, AZ  85258
(480) 994-7342
Greg Stott
Approach Capital Partners
Mesa & Scottsdale,
Mesa, AZ  85205
(480) 993-9733
David Rosenthal, CFP
Wealth Management Solutions, LLC
8550 E Shea Blvd #130,
Scottsdale, AZ  85260
(480) 609-4334
Joe Vazquez
Wealth Management Solutions, LLC
8550 E Shea Blvd,
Scottsdale, AZ  85260
(480) 609-4334
Matthew Cherry
Wealth Management Solutions, LLC
8550 East Shea Blvd.,
Scottsdale, AZ  85260
(480) 609-4332
Ealing Jahn
Creative Planning
---,
Mesa, AZ  85207
(480) 268-6736
Nick Karabas
Creative Planning
---,
Scottsdale, AZ  85255
(480) 407-7508
Chance Butler
Pacific Landfall
1472 W Hoptree Ave,
Queen Creek, AZ  85140
(570) 244-6355

Information on Qualified Financial Advisors in Tempe

Qualifications CRD# 2034946
Series 6, 7, 22, 24, 26, 63, 65, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Hourly


Office Location 2141 E. Broadway Rd.,
Suite 220,
Tempe,
AZ 
85282
Phone Number (480) 9671155

Jeff began his financial career in 1990 and is currently a Registered Financial Consultant (RFC) and has his series 7, 63, 65 and 24 licenses. Jeff has been a popular seminar speaker and even hosted a series of radio broadcasts on financial matters. Jeff faces each day with a positive optimism that is wildly contagious. Jeff’s clients love their meetings with him and have great deal of respect for what he does. In 2000 Jeff met Bill Kelso CPA, CFP, the two decided to merge and create Alliance Financial Group. That company then combined with Campbell Schoneberger 11 years later, to become Seros Financial. On weekends, Jeff loves spending time with his family. His wife, Kerri, is an amazing decorator (not exaggerating, when you see our office you’ll believe me!) and together they have 4 children. With his love for life, Jeff enjoys nothing more than to be outside jogging, hiking a trail or riding a mountain bike. Jeff has been a leader with the Boy Scouts of America for over 20 years.

About Seros Financial

Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360? is a seven part mentoring approach to retirement. 1. Goals We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals. 2. Risks Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly. 3. Investments You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio. 4. Income Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible. 5. Taxes We help you develop a strategy that balances your tax burden now and throughout retirement. 6. Test Run Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement. 7. Retirement With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence.



Qualifications CRD# 282686
FirmCRD# 282686
Series 65

Compensation/Fee Fee-Based, Based on Assets


Office Location 222 S. Mill Avenue,
Ste 800,
Tempe,
AZ 
85281
Phone Number (480) 2051743

I grew up in a family of various professional advisors, most notably my father who was a trusted advisor for more than 30 years as a CPA. Thus, building a career in wealth management and launching this firm was a natural fit. My financial education started early and has never slowed down to this day. My focus is primarily on portfolio management and comprehensive financial planning for high net worth or high earning individuals, but I consider myself a generalist and my analytical skill set has proven adaptable to many different types of client situations. My education is in Economics (Bachelor of Science, Arizona State University) and the CFP® Curriculum (The American College) which includes courses in Investments, Estate Planning, Income and Tax Planning, Insurance, Retirement Planning, and Life-Cycle Financial Planning. Aside from my work as a financial adviser, I enjoy teaching wealth management courses and have recently offered courses through UCLAs Business Management and Legal programs. In my personal life, I enjoy spending time with my amazing wife, Mollie, exercising, playing the guitar, being a father to my chihuahua and traveling.

About Harding Investments & Planning

In the most simple terms, helping people navigate life's financial complexities is what we do. This often means providing investment advice, but this investment advice has to reflect the unique challenges, opportunities and resources each investor is faced with. This is why we always make sure a thorough financial plan is completed before we give investment advice. Services we provide include: Comprehensive Financial Planning Investment Management Retirement Plan Consulting (commonly 401(k)) Estate and Gift Planning Insurance Strategies and Risk Management Tax Optimization and Planning Education Planning



Qualifications CRD# 4777918
FirmCRD# 104510
Series 6, 26, 63, 65


Office Location 3100 West Ray Road, Suite 334,
Suite 801,
Chandler,
AZ 
85226
Phone Number (480) 4284312

For nearly 20 years, Ive been a financial planner working with my clients to help analyze how best to plan for all of their major financial goals, most importantly a secure retirement. I had a previous career as an electrical engineer so numbers and analysis are in my DNA. Before that, I had the privilege of serving in the U.S. Navy and the good fortune to travel the world.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 2581041
FirmCRD# 8032
Series 7, 63, 65, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 8180 N. Hayden Road, Suite D203,
Scottsdale,
AZ 
85258
Phone Number (480) 9947342

Bruce Hosler is the founder and principal at Hosler Wealth Management, LLC (HWM). He has been in practice in Prescott, Arizona since 1997. Using a consultative wealth management process, Bruce combines his tax knowledge as an Enrolled Agent (EA), his financial planning knowledge as a CERTIFIED FINANCIAL PLANNER™ and his Ed Slott Master Elite IRA recognition to provide synergistic advanced planning strategies for his clients. With his Accredited Investment Fiduciary (AIF®) designation Bruce has a thorough knowledge of fiduciary best practices and applies this to his primary focus of serving retirees, soon to retire and those who have lost their spouses (widows and widowers) to protect and preserve their wealth.

About Hosler Wealth Management

COVID-19, Our Response *During these difficult and uncertain times, we can accommodate meeting with you in a variety of ways; via phone call, email, or with (Zoom) video conferencing and screen-sharing technology. Your safety and comfortability will always remain very important to us. At Hosler Wealth Management (HWM), we know you work hard for your money. That's why we take our responsibility as your financial advisor so seriously. We're here to help you get better results than you would on your own. Our secret weapons? Tax planning for life, combined with financial planning, IRA & Retirement Planning, and Investment Management with Estate Planning - together provide a holistic solution towards pursuing your financial and life goals. When working with HWM, you'll experience our proprietary approach to helping you plan for your future. You can expect prudent financial planning; advanced tax strategies; and an integrated customized financial plan that addresses the most important aspects of your life.



Qualifications CRD# 4518393
FirmCRD# 291807
Series 66

Compensation/Fee Fee Only, Based on Assets


Office Location Mesa & Scottsdale,
4320 East Brown Road Ste 112,
Mesa,
AZ 
85205
Phone Number (480) 9939733

I'm Greg Stott, founder of Approach Capital. I appreciate Wiseradvisor and the forum we have to share ideas and philosophies. Approach Capital is founded on the principals of mountain climbing. Every investor, like a climber, needs a guide to help set the course, navigate the pitfalls and work together to reach your financial summit. As a fiduciary, I take responsibility to act in your best interest. Where do we start, let's understand your history and the plans you have already set in place and build some assumptions around what the future has to offer. We begin with the following analysis: 1. A lifestyle analysis, understanding your balance sheet and your cash flow needs/wants helps provide some insight as to your investment objectives 2. An investment review and portfolio design analysis 3. A cost benefit analysis of what you are paying now as opposed to what you would be paying for guidance 4. A transition and implementation plan I started Approach Capital because I believe the individual investor does not receive unbiased advice in large investment firms (private or public). There are no hidden costs or agendas to working with Approach Capital and I look forward to the opportunity to demonstrate how we can add value to your investments and lifestyle.

About Approach Capital Partners

We manage our client's wealth through a continuous cycle of planning, implementation, evaluation and transitioning as market conditions and personal priorities dictate. We work with our clients to prioritize investment needs and build a plan to meet your needs and wants. Implementation is critical to success. Low cost, tax efficient strategies are part of our recommendations for success. On a regular basis, we meet with our clients to confirm their investments are actually performing as outlined. Preserving and protecting your wealth is our primary responsibility. As you move through life's different stages, our plan evolves with your priorities. We look forward to working with you and appreciate your consideration.



Qualifications CRD# 2680280
FirmCRD# 127517
Series 65

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly


Office Location 8550 E Shea Blvd #130,
Scottsdale,
AZ 
85260
Phone Number (480) 6094334

About Wealth Management Solutions, LLC

If you are an entrepreneur with a business or are thinking about selling your business, a corporate executive with complex company benefits, a divorcee figuring out your finances, or just looking to retire soon, then my experience will be of benefit to you. Each type of client I work with has a unique set of circumstances and needs, but the common thread is a piece of mind you will get from having a professional manage your assets, provide financial planning expertise and ultimately maximize your wealth. Wealth Management is a combination Investment Management + Financial Planning. I will help you maximize your wealth by managing your investments, income tax planning, estate and gift planning, maximizing your company benefits (401(k), restricted stock, stock options, deferred compensation plans), and when income is needed turning your investments into a reliable income stream. To provide you with a consistent, high-quality level of service, we maintain only a select number of client relationships, and get to know your situation inside and out. This allows us to provide you with timely, personal advice. You can be confident in the advice we give, as we will happily put it in writing. As a client, you will receive detailed follow up emails after our meetings so we can ensure there is no question as to what we are recommending, and why.



Qualifications CRD# 4237649
FirmCRD# 127517
Series 7, 66

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly


Office Location 8550 E Shea Blvd,
Ste #130,
Scottsdale,
AZ 
85260
Phone Number (480) 6094334

I have been a financial advisor for nearly 20 years. Previously, I worked for a large, well known national discount brokerage firm. Throughout my career I have incorporated my passion for helping others know and understand more about investing into a career which can lead to individuals and families accomplishing their life goals. People often don't discuss money, but as their trusted advisor, I enjoy the opportunity to have candid conversations that can shed light on how the wages of their hard work can end up working for them.

About Wealth Management Solutions, LLC

Retirement or 401k Rollover? You and I may have already met. After engaging with Fortune 500 companies and their employees to provide education and advice on their retirement plans, I have had the opportunity to speak with hundreds of clients across the country and assist them with their financial goals. Because I have been invited to review and advise on investments for many employers and their employees, there is a breadth of knowledge that many younger advisors and investment salesmen do not have. The nearly 20 years of experience you see to the right of this paragraph --> ensures that you are working with a partner who has helped clients through some of the toughest markets and financial strains encountered in generations. We maintain a select number of client and family relationships, and get to know your situation inside and out. I will help you maximize your wealth by making the most of your company benefits (401(k) plan, restricted stock, stock options, deferred compensation plans), by managing investments, through income tax planning, estate and gift planning, and when income is needed: by turning your investments into a reliable income stream. You can be confident in the advice we give, as we will gladly put it in writing. As a client, you will receive detailed follow up emails after our meetings so we can ensure there is no question as to what we recommended, and why. Our meetings are never just a review of your most recent statement.



Qualifications CRD# 6337411
FirmCRD# 127517


Office Location 8550 East Shea Blvd.,
Suite 130,
Scottsdale,
AZ 
85260
Phone Number (480) 6094332

Growing up in a world where it seemed like debt was a part of everyones life, Matt found himself following the same path. He worked his way out of debt, and decided that he wanted to learn more about how money worked, so he could share his passion to help others avoid the mistakes he made himself. He worked full-time overnight at Salt River Project (you may have heard his voice recording if you had a power outage in your area overnight), while going to school full-time during the day, cat-napping in his car between classes. This lasted for well over two years until he earned his BS in Finance with the WP Carey School of Business at Arizona State University. Go Devils! After graduation, Matt began working for a large retail brokerage firm, where he continued to build his knowledge of financial planning and investments. In June 2018, Matt accepted the role of Financial Advisor at Wealth Management Solutions, and enjoys working with clients to secure their financial future. He is proud to have earned the marks of a Certified Financial Planner".

About Wealth Management Solutions, LLC

If you are an entrepreneur with a business or are thinking about selling your business, a corporate executive with complex company benefits, a divorcee figuring out your finances, or just looking to retire soon, then my experience will be of benefit to you. Each type of client I work with has a unique set of circumstances and needs, but the common thread is a piece of mind you will get from having a professional manage your assets, provide financial planning expertise and ultimately maximize your wealth. Wealth Management is a combination Investment Management + Financial Planning. I will help you maximize your wealth by managing your investments, income tax planning, estate and gift planning, maximizing your company benefits (401(k), restricted stock, stock options, deferred compensation plans), and when income is needed turning your investments into a reliable income stream. To provide you with a consistent, high-quality level of service, we maintain only a select number of client relationships, and get to know your situation inside and out. This allows us to provide you with timely, personal advice. You can be confident in the advice we give, as we will happily put it in writing. As a client, you will receive detailed follow up emails after our meetings so we can ensure there is no question as to what we are recommending, and why.



Qualifications CRD# 3104353
FirmCRD# 105348


Office Location ---,
Mesa,
AZ 
85207
Phone Number (480) 2686736

About Creative Planning

At Creative, our mission is to provide our clients with the best path to wealth accumulation, retention, and transfer of assets by creating and implementing strategies that are tailored to their unique goals. We are driven to provide our clients with uncluttered, professional advice that enhances their quality of life and leads to sustained and actionable solutions. We offer thorough counsel on each client's wealth management issues. Our goal is to provide clients with clarity, to educate, and to make significant and tangible progress toward every client's financial goals. We are our client's financial advocate, striving to organize and simplify life in such a way that maximizes the family's enjoyment of their wealth now and in the future. As a nationally recognized leader in the wealth management community, we are focused on providing clients with customized investment plans and comprehensive wealth management services. At Creative, we believe a client's portfolio must take into account where they are and where they want to go, as well as all of the unique circumstances that apply to their situation. For over 30 years, we have been working with individuals and institutions to customize and manage portfolios designed to optimize the probability of success. We take our role as trusted advisor seriously, using proprietary strategies and techniques we have developed over the course of multiple market cycles.



Qualifications CRD# 5652980
FirmCRD# 105348


Office Location ---,
Scottsdale,
AZ 
85255
Phone Number (480) 4077508

About Creative Planning

At Creative, our mission is to provide our clients with the best path to wealth accumulation, retention, and transfer of assets by creating and implementing strategies that are tailored to their unique goals. We are driven to provide our clients with uncluttered, professional advice that enhances their quality of life and leads to sustained and actionable solutions. We offer thorough counsel on each client's wealth management issues. Our goal is to provide clients with clarity, to educate, and to make significant and tangible progress toward every client's financial goals. We are our client's financial advocate, striving to organize and simplify life in such a way that maximizes the family's enjoyment of their wealth now and in the future. As a nationally recognized leader in the wealth management community, we are focused on providing clients with customized investment plans and comprehensive wealth management services. At Creative, we believe a client's portfolio must take into account where they are and where they want to go, as well as all of the unique circumstances that apply to their situation. For over 30 years, we have been working with individuals and institutions to customize and manage portfolios designed to optimize the probability of success. We take our role as trusted advisor seriously, using proprietary strategies and techniques we have developed over the course of multiple market cycles.



Qualifications CRD# 6704729
FirmCRD# 285135
Series 65

Compensation/Fee Fee Only, Based on Assets, Hourly


Office Location 1472 W Hoptree Ave,
Queen Creek,
AZ 
85140
Phone Number (570) 2446355

Hi, I am Chance Butler and I am the Founder and CEO of Pacific Landfall. I have been investing for over 25 years, and started my private firm in August of 2016. At birth, I was given a 50/50 shot a living, hence the name Chance. My early years consisted of a lot of illness which forced me home from school and I count those days as a blessing. While home sick, my grandfather was a Doctor and an individual investor and watching the stock market channel all day with him is where I found my passion for investing and business. I re-traced Warren Buffett's footsteps and use the Value Framework only taught at Columbia University in NYC to analyze businesses for investment. Now, healthy and with a growing young family, I started this firm so we could bring the Value Framework, made famous by Warren Buffett, directly to our clients finances & investments.

About Pacific Landfall

We are a team of Professional Value Investors and Financial Planners. We serve clients that are hard working, kind and appreciate intelligent decision making. We have been investing for over 25 years and started a private firm in August of 2016. As Value Investors, we are long-term business owners. Intelligent investing requires patience and discipline. We look to capitalize on fear and greed that drives short-term market prices by investing with a twenty year time horizon, using intrinsic value calculations. On the planning side, we structure your financial affairs so that the end result produces an overall greater accumulation of wealth, protects it and minimizes taxes while accomplishing your financial goals. Our Governing Principles include: 1. Treat your investment as if it were our own. 2. Remain significant investors in the businesses we buy for our clients. 3. Focus our assets in our best ideas. 4. Invest for the long-term, while striving to maximize returns and minimize business, financial, purchasing power, regulatory and market risks. 5. Discourage short-term speculators and market timers.



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Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?