Financial Advisor in Santa Fe, New Mexico

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Qualifications of Financial Advisor in Santa Fe

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Financial Advisors in Santa Fe, New Mexico
Financial Advisor Office Location Phone Number
Dominic Chavez
Edelman Financial Engines, LLC
422 Medico Lane Suite B,
Santa Fe, NM  87505
6600 Indian School Road NE Suite J,
Albuquerque, NM  87110
(505) 983-3863
(505) 888-0303
Garth Scrivner, CFP(R), CPA/PFS
United Capital Financial Advisers
6565 Americas Parkway,
Albuquerque, NM  87110
(505) 883-3131

Information on Qualified Financial Advisors in Santa Fe

Qualifications CRD# 5505191
FirmCRD# 104510
Series 65

Compensation/Fee Fee Based Only - No Commissions

Office Location 422 Medico Lane Suite B,
Santa Fe,
Phone Number (505) 9833863

Office Location 6600 Indian School Road NE Suite J,
Albuquerque,NM  87110
Phone Number (505) 8880303

Joined Edelman Financial Engines in 2008. Began his career in the financial services industry in 2005. Successfully completed the Series 65 examination(s) administered by FINRA. Earned the and Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelor's degree from the University of New Mexico. Hometown is Albuquerque, NM. Dominic enjoys attending sporting events with his son.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.

Qualifications CRD# 4372773

Compensation/Fee I am a Fee-Based financial professional, Based on Assets

Office Location 6565 Americas Parkway,
Suite 810,
Phone Number (505) 8833131

Garth is a CERTIFIED FINANCIAL PLANNER? professional with nearly 10 years of experience in financial services. Before joining United Capital, Garth worked as a Senior Investment Counselor with StanCorp Investment Advisers. Prior to that, Garth was a principal in his own advisory firm, serving individuals and families in the Albuquerque area with comprehensive financial planning and investment management. With his background in a broad range of financial disciplines, Garth is able to help affluent investors find appropriate solutions for their needs. Garth is a member of the American Institute of CPAs®, New Mexico Society of CPAs, New Mexico Estate Planning Council, and the Financial Planning Association. He has been quoted in national and local publications such as "The Wall Street Journal", "CNN Money", "SmartMoney and the Albuquerque Journal". He graduated from New Mexico State University with a bachelor's degree in accounting. Garth makes his home in Albuquerque with his wife, Jennifer, and daughter Addison. He is involved with the Albuquerque Community Foundation's Future Fund and serves on the United Way New Mexico's Planned Giving Council. In his free time, Garth enjoys traveling and spending time with the family.

About United Capital Financial Advisers

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR PRIMARY FOCUS We take your future seriously. That's why we tailor our practice to your specific needs. We act as your financial advocate? objective, caring and committed to helping you ensure you have what you need to meet life's challenges and opportunities. Focused on you. Your adviser provides the best of both worlds: a local presence in Albuquerque with access to the extensive national resources of our firm. You'll turn to your adviser for the personalized service you need to reach your financial goals. United Capital Financial Advisers, LLC("United Capital") provides financial life management and makes recommendations based on the specific needs and circumstances of each client.For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.

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