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Qualifications of Financial Advisor in Santa Fe

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Financial Advisors in Santa Fe, New Mexico
Financial Advisor Office Location Phone Number
Dominic Chavez,
Financial Engines Advisors, LLC
422 Medico Lane Suite B,
La Cienga, NM  87505
6600 Indian School Road NE Suite J,
Albuquerque, NM  87110
(505) 983-3863
(505) 888-0303
Garth Scrivner, CFP(R), CPA/PFS,
United Capital Financial Advisers
6565 Americas Parkway,
Albuquerque, NM  87110
(505) 883-3131

Information on Qualified Financial Advisors in Santa Fe

Qualifications CRD# 5505191
FirmCRD# 104510
Series 65

Compensation/Fee I am a Fee-Based financial professional

Office Location 422 Medico Lane Suite B,
La Cienga,
Phone Number (505) 9833863

Office Location 6600 Indian School Road NE Suite J,
Albuquerque,NM  87110
Phone Number (505) 8880303

Joined Financial Engines in 2008. Began his career in the financial services industry in 2005. Successfully completed the Series 65 examination(s) administered by FINRA. Earned the and Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelor's degree from the University of New Mexico. Hometown is Albuquerque, NM. Dominic enjoys attending sporting events with his son.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).

Qualifications CRD# 4372773

Compensation/Fee I am a Fee-Based financial professional, Based on Assets

Office Location 6565 Americas Parkway,
Suite 810,
Phone Number (505) 8833131

Garth is a CERTIFIED FINANCIAL PLANNER™ professional with nearly 10 years of experience in financial services. Before joining United Capital, Garth worked as a Senior Investment Counselor with StanCorp Investment Advisers. Prior to that, Garth was a principal in his own advisory firm, serving individuals and families in the Albuquerque area with comprehensive financial planning and investment management. With his background in a broad range of financial disciplines, Garth is able to help affluent investors find appropriate solutions for their needs. Garth is a member of the American Institute of CPAs®, New Mexico Society of CPAs, New Mexico Estate Planning Council, and the Financial Planning Association. He has been quoted in national and local publications such as “The Wall Street Journal,” “CNN Money,” “SmartMoney” and the “Albuquerque Journal.” He graduated from New Mexico State University with a bachelor’s degree in accounting. Garth makes his home in Albuquerque with his wife, Jennifer, and daughter Addison. He is involved with the Albuquerque Community Foundation’s Future Fund and serves on the United Way New Mexico’s Planned Giving Council. In his free time, Garth enjoys traveling and spending time with the family.

About United Capital Financial Advisers

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR PRIMARY FOCUS We take your future seriously. That’s why we tailor our practice to your specific needs. We act as your financial advocate – objective, caring and committed to helping you ensure you have what you need to meet life’s challenges and opportunities. Focused on you. Your adviser provides the best of both worlds: a local presence in Albuquerque with access to the extensive national resources of our firm. You’ll turn to your adviser for the personalized service you need to reach your financial goals. United Capital Financial Advisers, LLC (“United Capital”) provides financial life management and makes recommendations based on the specific needs and circumstances of each client. For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.

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