wiseradvisor

Dan Brown, CWS®
LPL Financial

Tel: 513-252-6140
11260 Chester Rd Suite 250
Cincinnati, OH 45246

National Wealth Management Group

LPL Financial | Financial Advisor in Cincinnati ,OH

About LPL Financial

Financial Services that include retirement and investment planning. Fiduciary Advisors


General Information

Firm Start Year:   1996
No.of Employees:   2-4
Gender:   Male
Insurance License#:   60172
States Licensed in:   ohio,TN,KY, IN ,FL
Number of Years with Current Firm:   1
Work Experience:   25 years in the financial service industry . I have been a financial advisor since 2006.
I work with the following types of clients:   Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided:   Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, 401K Rollovers


Services

Investment Types:   Exchange Traded Funds (ETFs), Mortgages & Real Estate, Commodities, Alternative Investments, Insurance, Annuities, Stocks, Mutual Funds, Bonds, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At your office, Via Phone, At my office, At your home, Video Conference, Via Email


Qualifications & Memberships

Insurance and Annuity Licenses:   Variable Life, Variable Annuity, Life, Long Term Care, Annuity


Firm Information

Advisor's Number of Clients:   250
Advisor's Number of Managed Clients:   200
Advisor's Number of Planning Clients:   100
Assets Managed by Advisor:   $40,000,000


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $25000
Minimum Fee Charged for Hourly Planning Accounts:   na



Dan Brown

Dan Brown

CWS®

Started in the financial services business in 1996 (Insurance , Health and Life). Became securities licensed (series 6,63,66, and 7) a few years later . I specialize in financial plans for individuals and families. I received my Certified Wealth Strategist CWS® designation in 2015.