VETTED
James McGlone, CFP®, MSFS
CERTIFIED FINANCIAL PLANNER™ Certificant
Tel: 920-733-3872 3601 East Evergreen Drive Suite 100 Appleton, WI 54913
Where You Want To Be!
About James McGlone, CFP®, MSFS
Jim is the President, Founding Partner, and Certified Financial Planner" professional with KOM Wealth Management Group.
He holds a Bachelor of Arts degree from Ripon College, with concentrations in Business Administration, Economics, and Mathematics. Jim later earned his Master of Science in Financial Services (MSFS) from the Richard D. Irwin Graduate School at The American College in Bryn Mawr, Pennsylvania.
With over 30 years of experience in the financial services industry, Jim began his career at Ameriprise Financial, where he became a member of their Advanced Advisor Group. In 2007, he co-founded KOM Wealth Management Group. His primary focus is helping individuals and families reach their goals and dreams through long-term, consultative relationships.
Jim, his wife Amy, and their four children live in the Greenville area. As a family, they enjoy an active lifestyle filled with sports, camping, boating, downhill skiing, traveling, reading, and spending time together outdoors.
About KOM Wealth Management GroupHe holds a Bachelor of Arts degree from Ripon College, with concentrations in Business Administration, Economics, and Mathematics. Jim later earned his Master of Science in Financial Services (MSFS) from the Richard D. Irwin Graduate School at The American College in Bryn Mawr, Pennsylvania.
With over 30 years of experience in the financial services industry, Jim began his career at Ameriprise Financial, where he became a member of their Advanced Advisor Group. In 2007, he co-founded KOM Wealth Management Group. His primary focus is helping individuals and families reach their goals and dreams through long-term, consultative relationships.
Jim, his wife Amy, and their four children live in the Greenville area. As a family, they enjoy an active lifestyle filled with sports, camping, boating, downhill skiing, traveling, reading, and spending time together outdoors.
Whether you desire to buy a business, a vacation home, are saving for education expenses or working hard toward a self sufficient retirement, we can recommend an investment strategy that reflects your individual investment needs.
We pursue goal based investment approaches, identifying the relationship between client's objectives, income, assets and liabilities to determine target performance for the portfolio rather than simply using arbitrary market benchmarks.
See DisclosuresWe pursue goal based investment approaches, identifying the relationship between client's objectives, income, assets and liabilities to determine target performance for the portfolio rather than simply using arbitrary market benchmarks.
General Information
Firm Start Year:
2007
No. of Employees:
10-19 Employees
Insurance License#:
2336938
Name of Custodial Firm:
Fidelity Institutional
States Licensed in:
AZ, FL, IA, IL, MA, ME, MI, MN, NM, SC, & WI.
Number of Years with Current Firm:
19
Work Experience:
Ameriprise Financial for 12 years. Founding partner of Kerntke Otto McGlone Wealth Management Group for 3 years.
Work with the following types of clients:
Businesses, Individual Investors
Qualifications & Memberships
Insurance and Annuity Licenses:
Long Term Care, Variable Life, Disability, Casualty, Property, Variable Annuity, Life, Health, Annuity
Services
Investment Types:
Insurance, Annuities, Stocks, Bonds, Options & Futures, Mutual Funds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Socially Responsible Investments (SRI)
I provide a free initial consultation:
Yes
Preferred meeting methods
Can meet clients in the following ways:
Video Conference, Our Office, Phone
Compensation and Fees
Fee Structure:
Fee-Based
Minimum Portfolio Size for New Managed Accounts:
$100,000
Compensation Methods:
Commissions, Flat Fee, Based on Assets, Hourly
Fee % Based on Assets:
1%
Hourly Rate:
$350
Flat Fee Rate:
Negotiable
Minimum Fee Charged for Managed Accounts:
Negotiable
Minimum Fee Charged for Hourly Planning Accounts:
Negotiable
Minimum Fee Charged for Flat Fee Accounts:
Negotiable
Firm Information
Firm's Number of Clients:
600
Firm's Number of Planning Clients:
409
Firm's Number of Managed Clients:
400
Assets Managed by Firm:
430 Million
Advisor's Number of Clients:
150
Advisor's Number of Managed Clients:
50
Advisor's Number of Planning Clients:
100
Total Assets Under Management by Advisor:
$250,000,00
Disclosures
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
SEC REGISTRATION: Kerntke Otto McGlone Wealth Management Group is a Registered Investment Adviser with the United States Securities and Exchange Commission and pursuant to pertinent laws and regulations, may also maintain a "notice filing" with several other states. Peter Kerntke, Michael Otto, James McGlone, & Jason McGlone are Investment Advisor Representatives of Kerntke Otto McGlone Wealth Management Group. FINRA Registration Peter Kerntke, Michael Otto, James McGlone, & Jason McGlone are Registered Representatives of Cambridge Investment Research, Inc. a Broker/Dealer, Member FINRA/SIPC. Cambridge & Kerntke Otto McGlone Wealth Management Group are not affiliated.
SEC REGISTRATION: Kerntke Otto McGlone Wealth Management Group is a Registered Investment Adviser with the United States Securities and Exchange Commission and pursuant to pertinent laws and regulations, may also maintain a "notice filing" with several other states. Peter Kerntke, Michael Otto, James McGlone, & Jason McGlone are Investment Advisor Representatives of Kerntke Otto McGlone Wealth Management Group. FINRA Registration Peter Kerntke, Michael Otto, James McGlone, & Jason McGlone are Registered Representatives of Cambridge Investment Research, Inc. a Broker/Dealer, Member FINRA/SIPC. Cambridge & Kerntke Otto McGlone Wealth Management Group are not affiliated.
Additional Detailed Disclosures
Disclaimer
Kerntke Otto McGlone Wealth Management Group, a Registered Investment Advisor.
34 Years of Experience
Compliance
Registered Investment AdvisorYes
Registered RepresentativeYes
Investment Advisor RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsHave a clean record
Criminal Disclosures in Last 5 yearsHave a clean record
Office Hours
Monday8:00 AM - 5:00 PM
Tuesday8:00 AM - 5:00 PM
Wednesday8:00 AM - 5:00 PM
Thursday8:00 AM - 5:00 PM
Friday8:00 AM - 5:00 PM
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