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Find Top Financial Advisors in Waukesha, Wisconsin

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Waukesha, Wisconsin
Last Updated - 30-Jun-2022

Waukesha has 4 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 53 non-vetted advisors in your local area. These financial advisors in Waukesha, Wisconsin have an average of 21 years of experience.

NOTE: The list of financial advisors in Waukesha, Wisconsin mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Waukesha, Wisconsin.

Qualified Financial Advisors in Waukesha, Wisconsin
Financial Advisor Experience AUM Minimum Assets Fee Structure
Andrew Houte
CFP®, CRPS®, EA, CASL®
NEXT LEVEL PLANNING & WEALTH MANAGEMENT
325 N. Corporate Drive, Suite 120,
Brookfield, WI 53045
18 $85M $250,000 Fee-Based
Kurt Rozman
CFS, AAMS®
FREEDOM WEALTH ALLIANCE
675 North Barker Road Suite 220,
Brookfield, WI 53045
25 Not Specified Not Specified Not Specified
Jeremy Keil
CFP®, Certified in Long-Term Care (CLTC), Chartered Financial Analyst (CFA), Chartered Financial Consultant (ChFC®), ChFC®, Chartered Life Underwriter (CLU®), Certified Investment Management Analyst (CIMA®)
KEIL FINANCIAL PARTNERS
15350 W. National Ave,
Suite 214,
New Berlin, WI 53151
18 $105,000,000 Not Specified Fee-Based
Dean Hessler
CFP®
EDELMAN FINANCIAL ENGINES, LLC
2501 West Beltline Highway Suite 103,
Madison, WI 53713
23 Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Waukesha

Qualifications CRD# 4586318
Firm CRD# 123913
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 325 N. Corporate Drive, Suite 120,
Brookfield,
WI
53045
Phone Number 414-369-6627

Partner at Next Level Planning & Wealth Management CERTIFIED FINANCIAL PLANNER™ professional Chartered Advisor for Senior Living (CASL®) Chartered Retirement Plan SpecialistSM (CRPS®) Andrew is often quoted in various print media outlets including The Wall Street Journal, Money Magazine, Kiplingers, Investment News, USA Today, Market Watch, Bloomberg, and others. Investment Advisor Representative of Great Valley Advisor Group, a registered investment advisor. Member of the Next Level Planning & Wealth Management since 2015

About Next Level Planning & Wealth Management

Our purpose is to engage with clients for them to be in position to have successful financial outcomes. The evidence from people who have been properly advised is that the real value of having a financial planner is the confidence it gives you -the sense of security, clarity and assuredness about your future. We feel financial planning works best as a long-term, ongoing relationship. Like any relationship, the probability of success increases with good communication and expectations. We continuously conduct surveys with our clients to determine what is important to them.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services


Qualifications CRD# 2323231
Firm CRD# 6413
Series 7, 63, 65


Office Location 675 North Barker Road Suite 220,
Brookfield,
WI
53045
Phone Number 262-798-7979

Since my beginning as a financial professional, I believed that advising is about more than just money - it's the service of helping real people find the purpose and contentment they seek from a strong financial foundation. With this client-centric approach, I spent the next 25 years seeking to build a collaborative team of professionals that embody the high standards that I felt clients deserved. From that vision, Freedom Wealth Alliance, a registered investment advisory firm, was born. The Alliance of shared talent, complimentary skills and a mission to improve people's lives, drives us every day. We are now offering to share this vision with other financial advisors who strive for excellence in their field and seek needed support from an advanced service platform. FWA is home for many area advisors who share the belief that service excellence can only be achieved by a well-coordinated, well-structured team. We work together as a family just like my grandfather, my Dad and I did 30 years ago in our family hardware store. "Together, we can solve every challenge we face individually." Kurt Rozman

About Freedom Wealth Alliance

The experienced professionals at Freedom Wealth Alliance can help provide clarity to your financial objectives and direction toward your goals. Our guidance is delivered with a level of integrity and reliability that keeps your needs at the forefront. As an independent firm, we have no proprietary products to sell and no sales quotas to meet, which means you receive recommendations that are objective. We help our clients build a foundation for their financial future. They appreciate the level of attention and service we provide, and our commitment to building longstanding relationships based on trust.

Advisory Services Provided:

Portfolio Management, Retirement Planning, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals


Qualifications CRD# 4673347
Firm CRD# 304569
Series 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 15350 W. National Ave,
Suite 214,
New Berlin,
WI
53151
Phone Number 262-333-8353

I love helping people learn more about their money. Why? Because I believe that the more you know about your money, the better decisions you will make with your money. As a financial advisor at Keil Financial Partners and the host of the Retirement Revealed podcast, I work to simplify complex financial decisions so you can make smarter retirement, investment, and tax planning decisions. Retirement should create enjoyment, not anxiety. Learn how you can make meaningful strides towards an enjoyable retirement with the 5-step retirement income plan weve developed to help you make the best choices with your money. I'm more than happy to discuss how I can help you. If youd like to chat, please visit my calendar and set up a time that works best for you: http://www.calendly.com/jeremykeil Certifications: CFP® (Certified Financial Planner®) CFA® (Chartered Financial Analyst®) CLTC® (Certification for Long Term Care®) CIMA® (Certified Investment Management Analyst) ChFC® (Chartered Financial Consultant®) CLU® (Chartered Life Underwriter®) RICP® (Retirement Income Certified Professional®) CKA® (Certified Kingdom Advisor)

About Keil Financial Partners

I help people make great retirement decisions. If you need guidance on retirement, investment and tax planning let's talk! We help people: - maximize their pension and social security decisions - manage their lifetime tax bill - optimize the tax consequences of their company stock plans including within their 401(k)

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 2652956
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 2501 West Beltline Highway Suite 103,
Madison,
WI
53713
Phone Number 608-234-5121

I've been in the financial industry since 1995 because my passion in life is to help my clients succeed. It always gives me great joy to see them reach the financial goals they've worked so hard to achieve. In my spare time, I love staying fit, hiking, biking and doing landscape projects in my yard. I'm also a proud former Peace Corps volunteer.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Top Financial Advisor Firms in Waukesha, Wisconsin (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Provident Trust Company
N16 W23217 Stone Ridge Drive , Suite 310,
Waukesha, WI 53188-1199
$6,503,624,885 1237 A percentage of AUM
Dana Investment Advisors Inc
20700 Swenson Drive, Suite 400,
Waukesha, WI 53186-0904
$4,647,039,897 2775 A percentage of AUM
Fixed fees
Performance Based
Iag Wealth Partners, Llc
N19 W24200 Riverwood Drive , Suite 150,
Waukesha, WI 53188
$1,151,593,958 4552 A percentage of AUM
Hourly charges
Fixed fees
Kowal Investment Group, Llc
W238 N1660 Busse Rd. , Suite 100,
Waukesha, WI 53188
$960,973,412 3486 A percentage of AUM
Fixed fees
Financial Solutions, Llc
1900 Airport Road , Suite A,
Waukesha, WI 53188
$953,367,096 2014 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
Global View Capital Management, Ltd
N14 W23833 Stone Ridge Dr - Suite 350,
Waukesha, WI 53188
$710,202,539 5774 A percentage of AUM
Fixed fees
Other (FINANCIAL PLANNING)
Drake & Associates, Llc
2212 E. Moreland Blvd Suite 200,
Waukesha, WI 53186
$227,801,155 1983 A percentage of AUM
Hourly charges
Capital Innovations, Llc
N19w24400 Riverwood Dr , Suite 350,
Waukesha, WI 53188
$200,621,368 39 A percentage of AUM
Fixed fees

    List of Additional Advisors in Waukesha, Wisconsin*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Broesch Financial Group
    Inquire with Broesch
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    Brandon Cintron
    Inquire with Brandon
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8311
    Arthur J. Schweitzer
    Inquire with Arthur
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8330
    Ali Garba
    Inquire with Ali
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8345
    Kathy Ledvina
    Inquire with Kathy
    1631 Moccasin Trl, Waukesha, WI  53189 262-751-8502
    Morgan Stanley
    Inquire with Morgan
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8300
    Lindsey Kreske
    Inquire with Lindsey
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    Mary Bush
    Inquire with Mary
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    Paul Broesch
    Inquire with Paul
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    The Cornerstone Group
    Inquire with Cornerstone
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8300
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