Find Top Financial Advisors in Waukesha, Wisconsin

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Waukesha, Wisconsin
Last Updated - 28-Nov-2022

Waukesha has 4 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 53 non-vetted advisors in your local area. These financial advisors in Waukesha, Wisconsin have an average of 19 years of experience.

NOTE: The list of financial advisors in Waukesha, Wisconsin mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Waukesha, Wisconsin.

Qualified Financial Advisors in Waukesha, Wisconsin
Financial Advisor Experience AUM Minimum Assets Fee Structure
Andrew Houte
325 N. Corporate Drive, Suite 120,
Brookfield, WI 53045
18 $85M $250,000 Fee-Based
Kurt Rozman
675 North Barker Road Suite 220,
Brookfield, WI 53045
25 Not Specified Not Specified Not Specified
Dean Hessler
2501 West Beltline Highway Suite 103,
Madison, WI 53713
23 Not Specified Not Specified Fee-Based
Daniel Carlson
20826 River Hills Way,
Kiel, WI 53042
10 40,000,000 Not Specified Fee-Based

Information on Qualified Financial Advisors in Waukesha

Qualifications CRD# 4586318
Firm CRD# 123913
Series 7, 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets

Office Location 325 N. Corporate Drive, Suite 120,
Phone Number 414-369-6627

Partner at Next Level Planning & Wealth Management CERTIFIED FINANCIAL PLANNER™ professional Chartered Advisor for Senior Living (CASL®) Chartered Retirement Plan SpecialistSM (CRPS®) Andrew is often quoted in various print media outlets including The Wall Street Journal, Money Magazine, Kiplingers, Investment News, USA Today, Market Watch, Bloomberg, and others. Investment Advisor Representative of Great Valley Advisor Group, a registered investment advisor. Member of the Next Level Planning & Wealth Management since 2015

About Next Level Planning & Wealth Management

Our purpose is to engage with clients for them to be in position to have successful financial outcomes. The evidence from people who have been properly advised is that the real value of having a financial planner is the confidence it gives you -the sense of security, clarity and assuredness about your future. We feel financial planning works best as a long-term, ongoing relationship. Like any relationship, the probability of success increases with good communication and expectations. We continuously conduct surveys with our clients to determine what is important to them.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services

Qualifications CRD# 2323231
Firm CRD# 6413
Series 7, 63, 65

Office Location 675 North Barker Road Suite 220,
Phone Number 262-798-7979

Since my beginning as a financial professional, I believed that advising is about more than just money - it's the service of helping real people find the purpose and contentment they seek from a strong financial foundation. With this client-centric approach, I spent the next 25 years seeking to build a collaborative team of professionals that embody the high standards that I felt clients deserved. From that vision, Freedom Wealth Alliance, a registered investment advisory firm, was born. The Alliance of shared talent, complimentary skills and a mission to improve people's lives, drives us every day. We are now offering to share this vision with other financial advisors who strive for excellence in their field and seek needed support from an advanced service platform. FWA is home for many area advisors who share the belief that service excellence can only be achieved by a well-coordinated, well-structured team. We work together as a family just like my grandfather, my Dad and I did 30 years ago in our family hardware store. "Together, we can solve every challenge we face individually." Kurt Rozman

About Freedom Wealth Alliance

The experienced professionals at Freedom Wealth Alliance can help provide clarity to your financial objectives and direction toward your goals. Our guidance is delivered with a level of integrity and reliability that keeps your needs at the forefront. As an independent firm, we have no proprietary products to sell and no sales quotas to meet, which means you receive recommendations that are objective. We help our clients build a foundation for their financial future. They appreciate the level of attention and service we provide, and our commitment to building longstanding relationships based on trust.

Advisory Services Provided:

Portfolio Management, Retirement Planning, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals

Qualifications CRD# 2652956
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based

Office Location 2501 West Beltline Highway Suite 103,
Phone Number 608-234-5121

I've been in the financial industry since 1995 because my passion in life is to help my clients succeed. It always gives me great joy to see them reach the financial goals they've worked so hard to achieve. In my spare time, I love staying fit, hiking, biking and doing landscape projects in my yard. I'm also a proud Returned Peace Corps Volunteer.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.

Qualifications CRD# 6024811
Firm CRD# 302050
Series 6, 7, 63, 65

Compensation/Fee Fee-Based, Based on Assets

Office Location 20826 River Hills Way,
Phone Number 920-286-1536

With over a decade of experience as an advisor, Daniel offers financial evaluation and planning that enables individuals to achieve and maintain their income, asset, and retirement objectives. His primary focus is to build meaningful client relationships and offer a holistic approach to retirement planning and wealth management

About Farther Finance, LLC

Farther is a first-of-its-kind wealth management platform that combines the benefits of modern technology with the expertise and human touch of traditional wealth management. Backed by Bessemer Venture Partners, Context Ventures, Cota Capital, and Moneta Venture Capital, Farther caters to high-net-worth professionals who are building generational wealth and need a more holistic approach to managing their money. While there are more financial products and tools available than ever, until Farther, no solution delivered both a beautiful, well-designed technology experience and a solution to handle the complex and multifaceted nature of significant wealth.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Top Financial Advisor Firms in Waukesha, Wisconsin (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
N16 W23217 Stone Ridge Drive , Suite 310,
Waukesha, WI 53188-1199
$6,503,624,885 1237 A percentage of AUM
20700 Swenson Drive, Suite 400,
Waukesha, WI 53186-0904
$4,647,039,897 2775 A percentage of AUM
Fixed fees
Performance Based
N19 W24200 Riverwood Drive , Suite 150,
Waukesha, WI 53188
$1,151,593,958 4552 A percentage of AUM
Hourly charges
Fixed fees
W238 N1660 Busse Rd. , Suite 100,
Waukesha, WI 53188
$960,973,412 3486 A percentage of AUM
Fixed fees
1900 Airport Road , Suite A,
Waukesha, WI 53188
$953,367,096 2014 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
N14 W23833 Stone Ridge Dr - Suite 350,
Waukesha, WI 53188
$710,202,539 5774 A percentage of AUM
Fixed fees
2212 E. Moreland Blvd Suite 200,
Waukesha, WI 53186
$227,801,155 1983 A percentage of AUM
Hourly charges
N19w24400 Riverwood Dr , Suite 350,
Waukesha, WI 53188
$200,621,368 39 A percentage of AUM
Fixed fees

    List of Additional Advisors in Waukesha, Wisconsin*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Broesch Financial Group
    Inquire with Broesch
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    Brandon Cintron
    Inquire with Brandon
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8311
    Arthur J. Schweitzer
    Inquire with Arthur
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8330
    Ali Garba
    Inquire with Ali
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8345
    Kathy Ledvina
    Inquire with Kathy
    1631 Moccasin Trl, Waukesha, WI  53189 262-751-8502
    Morgan Stanley
    Inquire with Morgan
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8300
    Lindsey Kreske
    Inquire with Lindsey
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    Mary Bush
    Inquire with Mary
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    Paul Broesch
    Inquire with Paul
    1733 Manhattan Dr, Ste F, Waukesha, WI  53186 262-409-4240
    The Cornerstone Group
    Inquire with Cornerstone
    20975 Swenson Drive, Suite 300, Waukesha, WI  53186 262-523-8300
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      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

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      A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?