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Find Top Financial Advisors in Waukesha, Wisconsin

There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc., that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Waukesha, Wisconsin

Last Updated - February 19, 2024

Waukesha has 3 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from. These financial advisors in Waukesha, Wisconsin have an average of 18 years of experience.

NOTE: The list of vetted financial advisors in Waukesha, Wisconsin mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Waukesha, Wisconsin.

Qualified Financial Advisors in Waukesha, Wisconsin

Financial Advisor Experience AUM Minimum Assets Fee Structure
Andrew Houte
CASL®, CFP®, CRPS®, EA
NEXT LEVEL PLANNING & WEALTH MANAGEMENT
325 N. Corporate Drive, Suite 120,
Brookfield, WI 53045
18 Years $0 $250,000 Fee-Based
Allworth Financial
AIF®, BFA", CDFA", RFC®
2610 Lake Cook Road Suite 250,
Riverwoods, IL 60015
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Jacobson & Schmitt Advisors, LLC
CFP®, CPWA®, EA, CFA®
8333 Greenway Blvd Ste 330,
Middleton, WI 53562
Not Disclosed $450,000,000 $0 Fee-Only

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Information on Qualified Financial Advisors in Waukesha, Wisconsin

Qualifications CRD# 4586318
Firm CRD# 123913
Series 7, 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets


Office Location 325 N. Corporate Drive, Suite 120,
Brookfield,
WI
53045
Phone Number 414-369-6627

Partner at Next Level Planning & Wealth Management CERTIFIED FINANCIAL PLANNER™ professional Chartered Advisor for Senior Living (CASL®) Chartered Retirement Plan SpecialistSM (CRPS®) Andrew is often quoted in various print media outlets including The Wall Street Journal, Money Magazine, Kiplingers, Investment News, USA Today, Market Watch, Bloomberg, and others. Investment Advisor Representative of Great Valley Advisor Group, a registered investment advisor. Member of the Next Level Planning & Wealth Management since 2015

About Next Level Planning & Wealth Management

Next Level Planning & Wealth Management

Our purpose is to engage with clients for them to be in position to have successful financial outcomes. The evidence from people who have been properly advised is that the real value of having a financial planner is the confidence it gives you -the sense of security, clarity and assuredness about your future. We feel financial planning works best as a long-term, ongoing relationship. Like any relationship, the probability of success increases with good communication and expectations. We continuously conduct surveys with our clients to determine what is important to them.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services


Qualifications Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 2610 Lake Cook Road Suite 250,
Riverwoods,
IL
60015
Phone Number 888-242-6766

About Allworth Financial

Allworth Financial

Allworth Financial has been providing transparent, straightforward, and honest financial advice to individuals and families for more than 26 years. They are a fiduciary, fee-based firm that focuses on helping people achieve financial confidence. The advisors at Allworth are not salespeople, so their sole interest is providing the recommendations and advice people need to hear. During your free consultation, the advisor will listen to your goals, answer your questions, and lay out a series of next steps for success.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Qualifications Firm CRD# 140431
Series 65

Compensation/Fee Fee-Only, Flat Fee, Based on Assets


Office Location 8333 Greenway Blvd Ste 330,
Middleton,
WI
53562
Phone Number 608-662-7500

About Jacobson & Schmitt Advisors, LLC

Jacobson & Schmitt Advisors, LLC

We are a Fee-Only wealth management firm for investors who want their money to help fulfill their mission in life. Our goal is to optimize your wealth to create the most impact possible on you, your loved ones, and the causes you care about.

As fiduciaries, we are required by the Securities and Exchange Commission (SEC) to act in our clients' best interest 100% of the time. This separates us from other brokers and advisors not registered as Registered Investment Advisors (RIA).

Everyone at our firm is united in a goal to change the status quo of our industry by providing purpose-driven financial guidance. We live and breathe commitment to the overall well-being of our clients and obsessively seek ways to provide the highest value possible to every aspect of their lives.

Discover what our clients have to say about their experiences with Jacobson & Schmitt Advisors by clicking the Indyfin Green Star Rating listed above.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


Customer Reviews

The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.

Top Financial Advisor Firms in Waukesha, Wisconsin (Ranked by AUM)

Firm Name No. of Advisors No. of Clients AUM Fee Structure
PROVIDENT TRUST COMPANY
N16 W23217 Stone Ridge Drive, Suite 310, Waukesha, WI 53188-1199
13 1206 $4,839,167,748
A Percentage of AUM
DANA INVESTMENT ADVISORS INC
20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904
53 3269 $4,427,776,044
A Percentage of AUM, Fixed Fees, Performance Based
ELLENBECKER INVESTMENT GROUP
N21 W23350 Ridgeview Parkway, Waukesha, WI 53188
34 1959 $1,250,836,104
A Percentage of AUM, Fixed Fees, Other (CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS)
IAG WEALTH PARTNERS, LLC
N19 W24200 Riverwood Drive, Suite 150, Waukesha, WI 53188
14 4953 $1,101,831,560
A Percentage of AUM, Hourly charges, Fixed Fees
KOWAL INVESTMENT GROUP, LLC
W238 N1660 Busse Rd., Suite 100, Waukesha, WI 53188
26 3723 $934,770,570
A Percentage of AUM, Fixed Fees
FINANCIAL SOLUTIONS, LLC
1900 Airport Road, Suite A, Waukesha, WI 53188
12 2166 $852,405,928
A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based
GLOBAL VIEW CAPITAL MANAGEMENT LLC
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
105 6335 $591,171,599
A Percentage of AUM, Fixed Fees, Other (FINANCIAL PLANNING)
DRAKE & ASSOCIATES, LLC
2212 E. Moreland Blvd Suite 200, Waukesha, WI 53186
9 2041 $227,171,996
A Percentage of AUM, Hourly charges
CAPITAL INNOVATIONS, LLC
N19w24400 Riverwood Dr, Suite 350, Waukesha, WI 53188
7 49 $207,603,754
A Percentage of AUM, Fixed Fees

    Frequently Asked Questions

    A financial advisor is a professional who provides financial services to their clients based on their specific circumstances and financial goals. These services may include specialized guidance and advice on various financial matters, such as financial planning, creating investment strategies, wealth management, retirement planning, and more. To further explore how financial advisors listed on our directory for the state of Wisconsin can support you, learn more about the different types of financial advisors and their areas of expertise.

    A financial advisor in our directory for the state of Wisconsin can help you with your investment strategy by providing guidance on how to diversify your portfolio, monitor your investments, and suggest adjustments that align with your goals and risk tolerance. Additionally, they can help you navigate market fluctuations and make necessary adjustments to your investment portfolio. If you are looking to improve your investment portfolio, read on about why professional investment management may be right for you.

    When choosing a financial advisor in Wisconsin, it is important to look for someone who is licensed and registered with the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). You may also want to consider their educational background, years of experience, and any relevant certifications, such as Certified Financial Planners (CFP), Chartered Financial Analysts (CFA), Chartered Financial Consultants (ChFC), and more. To further explore the various credentials an advisor can hold, read more about advisor designations.

    A financial advisor in Wisconsin can help you develop a comprehensive retirement plan that takes into account your retirement goals, income needs, and overall financial situation. They may provide advice on topics such as when to retire, how much to save for retirement, and how to maximize your retirement income. Advisors can help you choose appropriate retirement accounts, such as IRAs or 401(k)s, and guide you in making investment decisions to grow your retirement savings. They may also help you navigate complex retirement planning issues, such as Social Security benefits and tax implications. If you are seeking to connect with a financial advisor that can assist you in securing your financial future in retirement, we suggest utilizing the free financial advisor match tool, which connects you with pre-screened and vetted advisors tailored to your specific requirements.

    The cost of hiring a financial advisor in Wisconsin varies depending on the advisor's experience, services, and fee structure. Some advisors charge a percentage of assets under management, ranging from approx. 1.02% or a fixed rate of approx. $7,500 and above. Meanwhile, other advisors charge an hourly rate, fee-based, or solely earn a commission from financial product sales. It's important to understand the advisor's fee structure and any potential conflicts of interest before engaging in their services. To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on what are the costs of hiring a financial advisor.

    Many financial planners and wealth managers in Wisconsin are also tax professionals or work closely with tax professionals to help clients with tax planning and preparation. These professionals can help you identify tax-saving strategies and recommend tax-efficient investment options by analyzing your current tax situation. However, WiserAdvisor's directory may not include advisors that specialize in taxes. In the "Advisory Services Provided" section, you will be able to confirm if tax advice and tax preparation services are among the services an advisor offers.