Business Description

At Premier Financial Advisors, we proactively help individuals and families
build, preserve, and manage wealth. As a client of Premier Financial
Advisors, you will have a dedicated financial advisor who will consult with
you, educate you, and guide you through the financial decisions that will
make a difference in your life and the lives of your loved ones.

General Information

Gender:

Male

CRD#:

1327431

Name of Broker/Dealer:

First Allied Securities

Name of Custodial Firm:

Pershing LLC

States Licensed in:

NY, NJ, CT, PA, MA, FL, CA, AZ, DC, GA, IL, SC, VA, MO

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced:

English, Spanish

Services

Investment Types:

Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Annuities, Stocks, Bonds, Options & Futures, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 63, Series 65, Series 7, Series 51, Series 24, Series 4

Insurance and Annuity Licenses:

Annuity, Variable Life, Variable Annuity, Life

Financial Organization Memberships:

National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

150,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Commissions, Flat Fee, Hourly, Based on Assets

Prepared By:

John L. Diaz, CFP