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Westlake Village Financial Advisors
Laurus Financial Group, LLC
31225 La Baya Drive, Suite 215
Westlake Village, CA 91362
(818) 483-0205
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“Independent CERTIFIED FINANCIAL PLANNER® Professional”
Advisor Profile
Name:  Tim W. Geisbauer, MBA, CFP®
Phone Number:  (818) 483-0205
Website:  Visit Website
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Business Description

In this highly sophisticated, rapidly changing financial environment, it is critical that individuals and businesses protect and enhance their current financial resources while also preparing for their future security.

As an independent Certified Financial Planner™ professional, I specialize in providing retirement income planning, risk-controlled investment management, tax and wealth preservation solutions to pre-retired and retired individuals. This begins with a commitment to educating and inspiring my clients to achieve a higher awareness and understanding of their financial lives. Developing long-term relationships, putting service first, and growing with my clients are of the utmost importance.


Securities Offered through LPL Financial Member FINRA/SIPC
 

General Information

Gender:    Male
CRD#:    4799605
Insurance License#:    0E46196
Name of Broker/Dealer:    LPL Financial Corporation
States Licensed in:    CA, AZ, FL, ID, IL, IN, MD, NJ, NM, NV, OR, TX, UT, WA, WY.
Years of Experience in Financial Services:    7
Number of Years with Current Firm:    7
Work Experience:    I worked in the aviation industry for 8 years, conducting risk management analysis to construct innovative, customized solutions for corporations, small businesses, and high net worth individuals.
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses
 

Education

Academic Background
 
Bachelor of the Arts degree in Economics from California State University at Northridge.

Masters of Business Administration in Financial Planning at California Lutheran University
 

Services

Investment Types:    Structured Products, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Commodities, Annuities, Insurance, Stocks, FOREX & Currency, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 66, Series 7, Series 24
Insurance and Annuity Licenses:    Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Assets Managed by Firm:    $95,000,000
Advisor's Number of Clients:    35
Assets Managed by Advisor:    20,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Subscriptions, Hourly, Flat Fee, Commissions, Based on Assets
Fee % Based on Assets:    1
Hourly Rate:    $250
 
 
 
Prepared By: Tim W. Geisbauer, MBA, CFP®