| Advisor Profile |
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| Name: |
Tim W. Geisbauer, MBA, CFP® |
| Phone Number: |
(818) 483-0205 |
| Website: |
Visit Website
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Business Description |
In this highly sophisticated, rapidly changing financial environment, it is critical that individuals and businesses protect and enhance their current financial resources while also preparing for their future security.
As an independent Certified Financial Planner™ professional, I specialize in providing retirement income planning, risk-controlled investment management, tax and wealth preservation solutions to pre-retired and retired individuals. This begins with a commitment to educating and inspiring my clients to achieve a higher awareness and understanding of their financial lives. Developing long-term relationships, putting service first, and growing with my clients are of the utmost importance.
Securities Offered through LPL Financial Member FINRA/SIPC |
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General Information |
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| Insurance License#: |
0E46196
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| Name of Broker/Dealer: |
LPL Financial Corporation
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| States Licensed in: |
CA, AZ, FL, ID, IL, IN, MD, NJ, NM, NV, OR, TX, UT, WA, WY.
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
7
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| Work Experience: |
I worked in the aviation industry for 8 years, conducting risk management analysis to construct innovative, customized solutions for corporations, small businesses, and high net worth individuals.
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| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Businesses
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Education |
| Academic Background |
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Bachelor of the Arts degree in Economics from California State University at Northridge.
Masters of Business Administration in Financial Planning at California Lutheran University |
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| Investment Types: |
Structured Products, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Commodities, Annuities, Insurance, Stocks, FOREX & Currency, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 66, Series 7, Series 24
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
$95,000,000
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| Advisor's Number of Clients: |
35
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| Assets Managed by Advisor: |
20,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Subscriptions, Hourly, Flat Fee, Commissions, Based on Assets
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| Prepared By: |
Tim W. Geisbauer, MBA, CFP® |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Not formally, however, I maintain close relationships with clients and would be fair and reasonable should an occasion arise whereby a client or prospective client wasn’t completely satisfied. |
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What are your qualifications? What is your education background? |
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Bachelor of Arts, Economics - California State University, Northridge
Masters of Business Administration, Financial Planning - California Lutheran University.
Certified Financial Planner ™ Professional
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What is your approach to financial planning? |
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My approach to financial planning is to help clients achieve financial security while minding their goals and objectives. |
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What services do you offer? |
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Fee based asset management, hourly consulting, and comprehensive financial plans. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Yes. However, my partner who is a CPA and an Estate planning attorney would be available to work with you regarding any specialized issues. |
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How are you compensated? How will I pay for your services? |
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Hourly or fee-based asset management. |
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Do you offer any guaranteed results? |
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No. However, there are numerous hedging techniques that can be utilized to achieve similar results. |
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How much risk should I be willing to take? |
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Your unique circumstances and personal objectives dictate the method of investing as well as the types of vehicles chosen to help pursue them. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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I provide customized fee based asset management, comprehensive financial planning, and flexible hourly consulting.
My specialties are in retirement income management and stability, and risk-controlled investment processes.
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What financial institution(s) do you represent? |
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I am an independent Certified Financial Planner™ professional. I represent the whole universe of available products. My broker dealer LPL Financial has no proprietary products. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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In this highly sophisticated, rapidly changing financial environment, it is critical to work with a professional who has the experience and education to navigate through any market environment. Furthermore, , it is important to have “in house” resources such as a CPA, Estate Planning Attorney, and a tax attorney to deal with the ever changing tax and legal environments. |
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What financial institutions do you represent? |
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I am an independent Certified Financial Planner™ professional. I represent the whole universe of available products. My broker dealer LPL Financial has no proprietary products. |
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Do you provide a free initial consultation? |
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