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Woodbridge Financial Advisors
Heritage Capital, LLC
1 Bradley Road, Suite 202
Woodbridge, CT 06525
(203) 285-3287
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“Invest For Tomorrow. Live For Today.”
Advisor Profile
Name:  Paul Schatz
Phone Number:  (203) 285-3287
Website:  Visit Website
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Business Description

Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family’s education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals. In today’s ever changing investment landscape, it’s simply not enough to create a static asset allocation and forget about it. We take a very proactive approach with your portfolio, monitoring it 24/7 and making necessary adjustments as we seek to deliver superior investment returns.
 

General Information

Gender:    Male
CRD#:    2241878
Firm CRD#:    127650
Name of Custodial Firm:    Ceros Financial, Rydex, Millennium Trust
States Licensed in:    CT
NY
MA
States Willing to do Business in:    ALL
Years of Experience in Financial Services:    21
Number of Years with Current Firm:    6
I work with the following types of clients:    Individual Investors, Businesses, Non-Profit Organizations
 

Education

Academic Background
 
BA in Political Science
Certificate in Economics
University of Rochester
1988
 

Services

Investment Types:    Mutual Funds, Exchange Traded Funds (ETFs), Annuities, Bonds, Stocks
 

Qualifications & Memberships

Securities Licenses:    Series 65
Financial Organization Memberships:    Paladin Registry, National Association of Active Investment Managers
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    87
Firm's Number of Planning Clients:    0
Firm's Number of Managed Clients:    87
Assets Managed by Firm:    $62,000,000
Advisor's Number of Clients:    87
Advisor's Number of Managed Clients:    87
Advisor's Number of Planning Clients:    0
Assets Managed by Advisor:    $62,000,000
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-only financial professional:    Yes
I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $150,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    .50%/qtr.
 
 
 
Prepared By: Paul Schatz