| Advisor Profile |
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| Name: |
Spencer Corzine |
| Phone Number: |
(855) 495-7206 |
| Website: |
Visit Website
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| Research This Advisor |
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Disclosure Link:
http://www.wsfg.com/utilitie...
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| Disclaimer |
| Only securities and advisory services offered through Wall Street Financial Group, Inc. Registered Investment Advisor, member FINRA/SIPC. Wall Street Financial Group, Inc., Anderson-VanHorne Associates Inc., and all companies referenced herein are separate entities, independently owned and operated. Securities and advisory services are not offered at the Canandaigua location. |
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Business Description |
We are dedicated to providing an Advisor - Client relationship unlike anything you may have experienced in the past. We do this by treating our engagement with the heart of a teacher and not a sales person. We keep in close touch with our clients and mandate that telephone calls are returned within 24 - hours. We know your time is valuable and therefore meetings can be held in your home during the day or evening for your convenience. Maybe more important than all of the above is that you will have an understanding of what your investments are, how they work and what you can expect from them. We explain things in terms that you will understand so that you have a high comfort level with what you own.
Full service financial planning. We currently serve 400 clients and $70,000,000 of assets under management. Fully independent Broker Dealer with no proprietary products to sell. |
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General Information |
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| Insurance License#: |
LA-951910
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| Name of Broker/Dealer: |
Wall Street Financial Group
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| Name of Custodial Firm: |
National Financial
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| States Licensed in: |
NY, FL, NC, SC, TX, CA, PA
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| States Willing to do Business in: |
NY, FL, NC, SC, TX, CA, PA
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| Years of Experience in Financial Services: |
13
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| Number of Years with Current Firm: |
12
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| Work Experience: |
Wall Street Financial Group
Merrill Lynch
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| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Businesses
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Education |
| Academic Background |
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| Bachelors degree in Accounting from S.U.N.Y. Brockport |
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Services |
| Investment Types: |
Annuities, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Insurance, Stocks, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 65, Series 7, Series 24, Series 55, Series 63
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| Insurance and Annuity Licenses: |
Life, Variable Annuity, Long Term Care, Health, Annuity, Accident, Casualty, Property, Variable Life, Disability
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| Financial Organization Memberships: |
Dave Ramsey ELP, Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
600
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| Firm's Number of Planning Clients: |
600
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| Firm's Number of Managed Clients: |
125
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| Assets Managed by Firm: |
$90,000,000
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| Advisor's Number of Clients: |
400
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| Advisor's Number of Managed Clients: |
125
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| Advisor's Number of Planning Clients: |
275
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| Assets Managed by Advisor: |
$70,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Hourly, Based on Assets, Flat Fee, Commissions
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| Prepared By: |
Spencer Corzine |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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CRD/IARD Number: 2940880
Securities Licenses: Series 65, Series 63, Series 7, Series 24, 55
Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty, B.A. Accounting degree |
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What services do you offer? |
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Financial Planning, Investment Management, Life Insurance, Disability Insurance, Retirement Planning, 401(k) Rollover Assistance |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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In general, yes although periodically I bring in other professionals when the situation calls for specialized advice. |
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How are you compensated? How will I pay for your services? |
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Fee-based, hourly, job-based, commission based |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Yes, I do not use discretion in any of the accounts I manage. |
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| Q. |
Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Depends on your time horizon and ability to stomach swings in your portfolio. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Investment planning, retirement planning and debt management |
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What is your experience? How many clients do you currently manage? |
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I currently manage assets for over 400 clients and have been servicing investors for over 12 - years. |
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What financial institution(s) do you represent? |
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We clear through National Financial and as an Independent Certified Financial Planner I have access to investments and insurance from hundreds of companies. |
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How do you charge for your services? |
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Do you provide a free initial consultation? |
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Yes, at your home, my office or a convenient location |
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| Q. |
Why should I choose you as my financial advisor? |
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I have the heart of a teacher not a sales person and I try to explain things in terms you will understand. I'm also a Dave Ramsey Endorsed Local Provider (ELP) and a 5-star member of the Paladin Registry. |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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We clear through National Financial and as an Independent Certified Financial Planner I have access to investments and insurance from hundreds of companies. |
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How many years of experience do you have? |
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What are your fees for this service? |
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Depends upon the situation |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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I have the heart of a teacher not a sales person and I try to explain things in terms you will understand. I'm also a Dave Ramsey Endorsed Local Provider (ELP) and a 5-star member of the Paladin Registry. |
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Do you provide a free initial consultation? |
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Yes, at your home, my office or another convenient location. |
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